Regulatory Technical Standards on the criteria to identify material risk takers under the Investment Firms Directive (IFD)

  • Status: Under development

These draft Regulatory Technical Standards (RTS) specify the qualitative and quantitative criteria to ensure that a sufficient level of scrutiny by investment firms and competent authorities is applied when identifying staff whose professional activities have a material impact on the investment firms‘ risk profile or assets it manages.

Summary of document history

Previous versions Current version Ongoing versions

Consultation Paper on Draft Regulatory Technical Standards on criteria to identify categories of staff whose professional activities have a material impact on an investment firm's risk profile or assets it manages

  • Status: Closed
  • Deadline: 4 SEPTEMBER 2020
Documents
Consultation paper on draft Regulatory Technical Standards (RTS) on criteria to identify categories of staff whose professional activities have a material impact on an investment firm's risk profile or assets it manages

(304.95 KB - PDF) Last update 25 June 2020

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Public hearings

Public hearing on consultation papers on supervisory reporting and disclosure and variable remuneration requirements

EBA Public hearing – Investment firms reporting and disclosures

(1.74 MB - PDF) Last update 30 June 2020

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EBA Public Hearing RTS remuneration

(1.46 MB - PDF) Last update 30 June 2020

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Franca Rosa Congiu