Regulatory Technical Standards on the criteria to identify material risk takers under the Investment Firms Directive (IFD)

  • Status: Under development

These draft Regulatory Technical Standards (RTS) specify the qualitative and quantitative criteria to ensure that a sufficient level of scrutiny by investment firms and competent authorities is applied when identifying staff whose professional activities have a material impact on the investment firms‘ risk profile or assets it manages.

Summary of document history

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Draft Regulatory Technical Standards on the criteria to identify material risk takers under the Investment Firms Directive

  • Status:
  • Application date:
  • Compliance deadline:
Documents
Final draft RTS on identified staff under IFD

(1.14 MB - PDF) Last update 30 June 2021

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