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Response to consultation on Guidelines on risk based supervision
Go backa. Do you agree with the way the risk-based approach to supervision is described in these guidelines?
see attachedb. In particular, do you agree that the four steps in these guidelines reflect the essential components of a risk based approach to supervision? If you do not agree, what else do you think supervisors should focus on? Please explain by providing details on the principles you believe form part of an alternative approach. Please also clarify how this alternative approach meets the requirements of Directive (EU) 2015/849 and the international standards (FATF Recommendations).
see attachedc. Do you consider that the level of detail in the guidelines is appropriate? If you do not consider that it is appropriate, where do you think additional, or less, detail would be warranted?
see attachedd. What do you think the impact of these guidelines will be on the financial services industry?
see attachedName of organisation
Norton Rose Fulbright Studio Legale
