Consultation on Guidelines on risk based supervision
- Consultation
- 22 JANUARY 2016
- Consultation on Guidelines on risk based supervision (JC 2015 060)
The Risk-Based Supervision Guidelines
The consultation paper on the Risk-Based Supervision Guidelines is addressed to competent authorities responsible for supervising credit and financial institutions’ compliance with applicable AML/CFT obligations. The Guidelines specify the characteristics of a risk-based approach to AML/CFT supervision and set out what competent authorities should do to ensure that their allocation of supervisory resources is commensurate to the level of money laundering and terrorist financing (ML/TF) risk associated with credit and financial institutions in their sector.
Consultation process
Notes for editors
Responses
The form is now closed.
Received responses to the EBA
Documents
Consultation paper on Guidelines on risk based supervision
(265.86 KB - PDF) Last update 21 October 2015
BSG response to Consultation Paper (EBA-JC-2015-060) - 22 January 2016
(133.33 KB - PDF) Last update 1 February 2016