Regulatory Technical Standards on own funds requirements for investment firms

  • Status: Adopted and published in the Official Journal of the EU

The purpose of these RTS is to harmonise the calculation of capital requirements for investment firms with limited authorisation to provide investment services, as well as to harmonise the conditions under which competent authorities can make adjustments to such requirements. To this end, the draft RTS also provide a definition of fixed overheads. 
These RTS will be part of the Single Rulebook aimed at enhancing regulatory harmonisation in the banking sector in Europe.

Summary of document history

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Public hearings

Public hearing on CP on draft RTS on own funds requirements for investment firms based on fixed overheads


(289.56 KB - PDF) Last update 20 February 2014

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