Response to eBA and ESMA launch consultation to revise joint guidelines for assessing the suitability of members of the management body and key function holders

Go back

Question 1: Are subject matter, scope of application, definitions and date of application appropriate and sufficiently clear?

Please see our response attached.

Question 2: Are the changes made in Title II appropriate and sufficiently clear?

Please see our response attached.

Question 3: Are the changes made in Title III appropriate and sufficiently clear?

Please see our response attached.

Question 4: Are the requirements in section 12 sufficiently clear; are there additional measures that should be required to ensure that diversity is appropriately taken into account by institutions and that the principle of equal opportunities for all genders is appropriately reflected?

Please see our response attached.

Question 5: Are the changes made in Title VI appropriate and sufficiently clear?

Please see our response attached.

Question 6: Are the changes made in Title VII appropriate and sufficiently clear?

Please see our response attached.

Question 7: Are the changes made in Title VIII appropriate and sufficiently clear?

Please see our response attached.

Question 8: Are the changes made in Title IX appropriate and sufficiently clear?

Please see our response attached.

Upload files

Name of the organization

Association for Financial Mark