Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP)

  • Status: Final and translated into the EU official languages

The Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under the Investment Firms Directive (IFD) were developed jointly with the European Securities and Markets Authority (ESMA). They set out the process and criteria for the assessment of the main SREP elements such as business model, governance arrangements and firm-wide controls, risks to capital and capital adequacy, and liquidity risk and liquidity adequacy.

Summary of document history

Previous versions Current version Ongoing versions

Consultation on Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP)

  • Status: Closed
  • Deadline: 18 FEBRUARY 2022
Documents
Consultation paper on Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP)

(1.31 MB - PDF) Last update 18 November 2021

Responses

The form is now closed.

Public hearings

Public hearing on the CPs on SREP GL and RTS on Pillar 2 add-ons under IFD

Presentation

(953.34 KB - PDF) Last update 18 January 2022

Press contacts

Franca Rosa Congiu