Regulatory Technical Standards on prudential requirements for investment firms

  • Status: Final draft RTS/ITS adopted by the EBA and submitted to the European Commission

The Regulatory Technical Standards (RTS) on prudential requirements include a draft RTS on the reclassification of certain investment firms to credit institutions, five draft RTS on capital requirements for investment firms at solo level, and one draft RTS on the scope and methods of prudential consolidation for investment firms at group level.

Summary of document history

Current version Ongoing review

Consultation on Regulatory Technical Standards on prudential requirements for investment firms

  • Status: Open
  • Deadline: 25 NOVEMBER 2026
Documents
Consultation Paper on draft RTS on reclassification of investment firms as credit institutions

(906.52 KB - PDF)

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RTS on threshold monitoring - Annex 1 - Templates

(71.44 KB - PDF)

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RTS on threshold monitoring - Annex 2 - Instructions updated to reflect CRD6 update

(248.28 KB - PDF)

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Responses

Responses to the consultations can be sent to the EBA.

All contributions received will be published after the consultation closes, unless requested otherwise.

Deadline for submitting responses: 25/11/2026 at 23:59

Submit response

Public hearings

Public hearing on revised RTS on prudential requirements for investment firms

Deadline for registration: 25 September 2026 at 16:00

Register to the public hearing

Press contacts

Franca Rosa Congiu