Regulatory Technical Standards on prudential requirements for investment firms

  • Status: Final draft RTS/ITS adopted by the EBA and submitted to the European Commission

These draft Regulatory Technical Standards (RTS) on prudential requirements include a draft RTS on the reclassification of certain investment firms to credit institutions, five draft RTS on capital requirements for investment firms at solo level, and one draft RTS on the scope and methods of prudential consolidation for investment firms at group level.

Summary of document history

Current version Ongoing review

Draft Regulatory Technical Standards on prudential requirements for investment firms

  • Status: In force
  • Application date:
  • Compliance deadline:
Documents
Final draft RTS on prudential requirements for Investment Firms

(1.1 MB - PDF) Last update 12 April 2022

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2020 EBA data collection for investment firms - Instructions v1.0.pdf

(1.38 MB - PDF) Last update 5 June 2020

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2020 EBA data collection for investment firms - Template v1.0.xlsx

(95.83 KB - Excel Spreadsheet) Last update 5 June 2020

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