Regulatory Technical Standards on disclosure of investment policy by investment firms

Final draft adopted by the EBA and submitted to the European Commission

The regulatory technical standards (RTS) on disclosure of investment policy by investment firms put forward templates and tables for the disclosure of information on the investment firm’s voting behaviour, explanation of the votes, and the ratio of approved proposal, with the objective to show if the investment firm is an active shareholder that generally uses its voting rights, and how it uses them. They also include information on investment firms’ voting guidelines, including, when relevant, a breakdown by geographical zone, economic sector or topic of the resolution being voted.

 

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