Regulatory Technical Standards on disclosure of investment policy by investment firms

  • Status: Adopted and published in the Official Journal of the EU

The regulatory technical standards (RTS) on disclosure of investment policy by investment firms put forward templates and tables for the disclosure of information on the investment firm’s voting behaviour, explanation of the votes, and the ratio of approved proposal, with the objective to show if the investment firm is an active shareholder that generally uses its voting rights, and how it uses them. They also include information on investment firms’ voting guidelines, including, when relevant, a breakdown by geographical zone, economic sector or topic of the resolution being voted.

 

Summary of document history

Previous versions Current version Ongoing versions

Final Regulatory Technical Standards on disclosure of investment policy by investment firms

  • Status: In force
  • Application date:
  • Compliance deadline:
Documents
Final draft RTS on disclosure of investment policy by investment firms

(448.31 KB - PDF) Last update 19 October 2021

Annex I - Disclosure of investment policy by investment firms

(29.7 KB - Excel Spreadsheet) Last update 19 October 2021

Annex II - Instructions on disclosure of investment policy by investment firms

(159.71 KB - PDF) Last update 19 October 2021

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