Technical standards on information exchange between home and host competent authorities of investment firms

Under development

The Regulatory and the Implementing Technical Standards (RTS and ITS) on information exchange between the competent authorities of home and host Member States complement the RTS on colleges of supervisors for investment firm groups and address situations where investment firms operate in another Member State through branches or the free provision of services, where colleges may not be established. In particular, the draft RTS specify the information that host Member State competent authorities and home Member State competent authorities shall exchange with each other, whereas the draft ITS establish standard forms, templates and procedures for sharing the information specified in the RTS.

News

Consultation Papers