Guidelines on the application of the group capital test for investment firms

  • Status:

The Guidelines on the application of the group capital test for investment firms aim at setting harmonised criteria to address the observed diversity in the application of the group capital test across the EU. In particular, these Guidelines identify criteria to assist Competent Authorities in their assessment of the simplicity of the group structure and the significance of the risk posed to clients and the market.

Summary of document history

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Consultation on draft Guidelines on the application of the group capital test for investment firms

  • Status: Closed
  • Deadline: 25 OCTOBER 2023
Documents
Consultation paper on draft guidelines on GCT for investment firms

(421.66 KB - PDF) Last update 25 July 2023

Responses

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Public hearings

Public hearing on draft Guidelines on the application of group capital test for investment firms group

Presentation

(605.77 KB - PDF) Last update 6 September 2023

Press contacts

Franca Rosa Congiu