Reporting modules by framework release

IF_TM
Framework release v3.1
Effective as of Status Current

Investment firms - Threshold monitoring

The reporting requirement targets serves the effective monitoring of the credit institution thresholds under Article 55(5) of Regulation (EU) 2019/2033.

Please note: This reporting requirement is still pending adoption, it is not applicable yet, but it is already included in the Data Point Models and validation rules published by the EBA.

RTS on 30bn threshold monitoring - Act pending adoption - EN RTS on 30bn threshold monitoring - Annex 1 - Templates.xlsx - EN RTS on 30bn threshold monitoring - Annex 2 - Instructions.docx - EN RTS on 30bn threshold monitoring - Annex 3 - Validation rules and DPM.docx - EN
IF_GROUPTEST
Framework release v3.1
Effective as of Status Current

Investment firms - Group test reporting

This module includes the reporting requirements applicable to investment firms that make use of the derogation of Article 8 IFR ('group test reporting')

  • Reporting obligations (ACT)
  • Reporting templates (8_..._Annex)
  • Reporting instructions (9_..._Annex)
  • Compliance with the data point model and validation rules (5_..._Annex)
8_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v1.xlsx - EN 9_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v1.docx - EN 1_EN_ACT_part1_v4 (1)_1.docx - EN 5_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v1_1.docx - EN
IF_CLASS3
Framework release v3.1
Effective as of Status Current

Investment firms (Class 3)

This module includes the reporting requirements applicable to investment firms that qualify as small and non-interconnected investment firms.

  • Reporting obligations (ACT)
  • Reporting templates (3_..._Annex)
  • Reporting instructions (4_..._Annex)
  • Compliance with the data point model and validation rules (5_..._Annex)
3_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v1.xlsx - EN 4_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v2.docx - EN 5_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v1.docx - EN 1_EN_ACT_part1_v4 (1)_0.docx - EN
IF_CLASS2
Framework release v3.1
Effective as of Status Superseded

Investment firms (Class 2)

This module includes the reporting requirements applicable to investment firms other than small and non-interconnected investment firms.

  • Reporting obligations (ACT)
  • Reporting templates, excluding COREP templates (1_..._Annex)
  • Reporting instructions, excluding COREP templates (2_..._Annex)
  • For the COREP templates C 18.00 to C 24.00 (market risk - standardised approach), C 25.00 (market risk - internal models) and C 34.02 (counterparty credit risk), please search for the module 'COREP Own funds and own funds requirements'
  • Compliance with the data point model and validation rules (5_..._Annex)
1_EN_ACT_part1_v4 (1).docx - EN 1_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v2.xlsx - EN 2_EN_ANNEX_TO_AUTONOMOUS_ACT_NLW_part1_v2.docx - EN
RES
Framework release v3.1
Effective as of Status Superseded

Resolution Planning

The amendments are minimal and aim at re-aligning the standards with the provisions of the Bank Recovery and Resolution Directive (BRRD), following the changes to the minimum requirement for own funds and eligible liabilities (MREL) introduced in the revised BRRD2, as well as to remove some identified obstacles, at the technical level, that hamper compliance with the requirements specified in these ITS. 

C_2022_1227_1_EN_annexe_acte_autonome_nlw_part1_v1.xlsx - EN C_2022_1227_2_EN_annexe_acte_autonome_nlw_part1_v1.docx - EN C_2022_1227_1_EN_ACT_part1_v2.docx - EN