Correspondence with EU Institutions

2022

• Letter from John Berrigan, DG FISMA, requesting the EBA to communicate to credit institutions and investment firms that they are not expected to comply with the boundary framework provisions in CRR2 until all the boundary framework elements are implemented in Union law - 12/12/2022
• Letter from John Berrigan, DG FISMA, requesting the EBA’s opinion on EFRAG’s technical advice as regards the European Sustainability Reporting Standards (ESRS) - 25/11/2022
• Joint Committee of the ESAs letter to John Berrigan, DG FISMA, on the Delay in delivery of mandate to review the principal adverse impact indicators and financial product disclosures in the SFDR Delegated Regulation - 26/11/2022
• EBA letter to John Berrigan, DG FISMA, on the EBA Report on the application of the infrastructure supporting factor | Report - 03/11/2022
• EBA letter to John Berrigan, DG FISMA, on the EBA report on incorporating ESG risks in the supervision of investment firms | Report - 24/10/2022
• Letter from John Berrigan, DG FISMA to the EBA on the EBA study on the EU dependence on non-EU banks and on funding in foreign currencies - 21/10/2022
• EBA letter to John Berrigan, DG FISMA, on the European Commission’s amendments relating to the final draft Implementing Technical Standards on prudential disclosures on ESG risks in accordance with Article 449a CRR - 17/10/2022
• EBA letter to John Berrigan, DG FISMA, on the current level of margins and of excessive volatility in energy derivatives markets | Response - 29/09/2022
• Letter from John Berrigan, DG FISMA to the EBA on Response to the current level of margins and of excessive volatility in energy derivatives markets - 13/09/2022
• Letter from John Berrigan, DG FISMA to the EBA on draft technical standards on ESG risk disclosure under Regulation (EU) No 575/2013 | ITS amending regulation (EU) 2021/451 | Annex I | Annex II - 25/08/2022
• Letter from John Berrigan, DG FISMA to the EBA on RTS on own funds and eligible liabilities | Annex - 25/07/2022
• Letter from John Berrigan, DG FISMA to the ESAs on amendments to regulatory technical standards under the Sustainable Finance Disclosure Regulation 2019/2088 related to product exposure to gas and nuclear activities - 08/04/2022
• Letter from John Berrigan, DG FISMA to the ESAs on amendments to regulatory technical standards under the Sustainable Finance Disclosure Regulation 2019/2088regarding principal adverse impact (PAI) products - 11/04/2022
• EBA letter to John Berrigan, DG FISMA, on the EBA's Opinion on EC intended changes on the RTS on own funds and eligible liabilities under Regulation (EU) No 575/2013 | Opinion - 07/04/2022
• EBA letter to Luis Garicano, MEP, Emil Radev, MEP, Emmanuel Moulin, Directeur Général du Trésor - France, John Berrigan, DG FISMA on AML/CFT legislative package and issues related to supervisory cooperation and selection criteria for direct supervision - 24/03/2022
• Letter from Mairead McGuinness, European Commission, requesting the EBA to issue Guidelines clarifying the interaction between the Payment Accounts Directive and anti-money laundering - 16/03/2022  
• Letter from John Berrigan, DG FISMA, to the EBA on EBA's draft regulatory technical standards on own funds and eligible liabilities under Regulation (EU) No 575/2013 | Amended RTS - 24/02/2022
• EBA letter to John Berrigan, DG FISMA, on new proposition of time limits for submission of regulatory mandates - 02/02/2022

2021

• Letter from John Berrigan, DG FISMA, to the EBA on Draft regulatory technical standards (RTS) on own funds requirements for investment firms based on fixed overheads under Regulation (EU) 2019/2033 | Amended RTS - 29/11/2021
• Letter from John Berrigan, DG FISMA, to Irene Tinagli, Chair of the Committee on Economic and Monetary Affairs, and  Andrej Šircelj, President of the Ecofin Council, Council of the European Union on Information regarding regulatory technical standards under the Sustainable Finance Disclosure Regulation 2019/2088 - 25/11/2021
• ECB, ECB Supervisory Board and EBA letter to Mairead McGuinness, European Commissioner for Financial Stability, Financial Services and the Capital Markets Union, on the EU implementation of outstanding Basel III reforms - 07/09/2021
• Letter from John Berrigan, DG FISMA, to Irene Tinagli, Chair of the Committee on Economic and Monetary Affairs, and  Andrej Šircelj, President of the Ecofin Council, Council of the European Union on Information regarding regulatory technical standards under the Sustainable Finance Disclosure Regulation 2019/2088 - 08/07/2021
• EBA letter to John Berrigan, DG FISMA, on new proposition of time limits for submission of regulatory mandates according to articles 10(2) and 15(2) EBA Founding Regulation (EU) No 1093/2010 - 02/07/2021
• EBA letter to John Berrigan, DG FISMA, on the contribution of the EBA to the European Commission reports on prudential risks (Articles 459 of the Capital Requirements Regulation EU) | Analysis - 20/05/2021
• ESAs letter to Irene Tinagli (EP ECON), Joao Leão (ECOFIN Council), Mairead McGuinness (EU Commissioner Financial stability, financial services and Capital Markets Union) on legislative proposal for a regulation on digital operational resilience for the financial sector - 09/02/2021
• EBA letter to John Berrigan, DG FISMA, on inconsistencies between CRR and BRRD and subsequent impact on the ability to deliver the RTS under the mandate on “daisy chains” of internal MREL instruments (Art 45f(6) BRRD) - 25/01/2021
• ESA's letter to John Berrigan, DG FISMA, on Submission of Final report on draft ITS on reporting templates for Conglomerates on intra-group transaction and risk concentration - 08/01/2021
• ESA's letter to John Berrigan, DG FISMA, on priority issues relating to SFDR application - 07/01/2021

2020

• EBA letter to John Berrigan, DG FISMA, on new proposition of time limits for submission of regulatory mandates according to articles 10(2) and 15(2) EBA Founding Regulation (EU) No 1093/2010 - 09/12/2020
• EC letter on the application of the Regulation on sustainability-related disclosures by the financial services sector (Regulation (EU) 2019/2088, “SFDR”) - 20/10/2020
• EBA's response to Sven Giegold on the Ombudsman’s findings and recommendations concerning Complaint 2168/2019/KR – 01/09/2020
• EBA letter to John Berrigan, DG FISMA, on EC intended changes to the draft regulatory technical standards on the specification of the nature, severity and duration of an economic downturn – 31/08/2020
• EBA’s response to the Ombudsman’s inquiry concerning complaint 2168/2019/KR – 28/08/2020
• EBAs’ letter to EVP Dombrovskis on EU Commission’s consultation on an action plan for a comprehensive Union policy on preventing money laundering and terrorist financing – 19/08/2020
• ESAs’ letter to EVP Dombrovskis on EU Commission’s consultation on Renewed Sustainable Finance Strategy – 16/07/2020
• EBA response to public consultation of the European Commission on the digital finance strategy/action plan – 26/06/2020
• EBA letter to John Berrigan, DG FISMA on the revised deadlines for the submission of technical standards for the risk measures package – 12/06/2020
• EBA response to public consultation of the European Commission on revising the Non-Financial Reporting Directive – 11/06/2020  
• EBA response to the European Parliament resolution of 29 November 2018 on the Cum-ex scandal: financial crime and loopholes in the current legal framework (2018/2900(RSP)) – 11/05/2020 
• EBA letter to John Berrigan, DG FISMA, on the requests to investigate a possible breaches of Union law under Article 17 of Regulation (EU) No 1093/2010 – 04/05/2020
• EBA letter to David Sassoli, President of the European Parliament on the Resolution 2019/2950(RSP) on preventing post-public employment conflicts of interest – 05/03/2020

2019

• Letter to Olivier Guersent, DG FISMA, on requesting revised deadline for the submission of regulatory mandates - 20/12/2019
• EBA letter to Greens/EFA Members of the European Parliament regarding Campa’s declaration of interest and Banco Santander shares - 27/11/2019
• Letter from Olivier Guersent, DG FISMA, regarding the Call for advice on the final elements of the Basel III framework - 15/07/2019
• Letter to DG Justice and Consumers re the request to investigate a possible breach of Union law against the Danish and Estonian Supervisory Authorities - 26/04/2019
• Letter to the Greens/EFA in the European Parliament re the request to investigate a possible breach of Union law against the Danish and Estonian Supervisory Authorities - 26/04/2019
• Letter from Tiina Astola, DG JUST, on the request to investigate a possible breach of Union law under Article 17 of Regulation (EU) No 1093/2010 – 03/04/2019
• Letter to MEP Ferber on E-money licenses for Google - 27/02/2019
• EBA letter to the European Commission regarding the opening of a BUL investigation by the Estonian and Danish competent authorities - 19/02/2019
• Letter to MEP Ferber on the implementation of PSD2 - 01/02/2019
• EBA Request for revised deadlines in the IFR and IFD - 24/01/2019
• Letter from MEP Ferber on E-money licenses for Google - 09/01/2019

2018

• Letter from MEP Ferber on the implementation of PSD2 - 18/12/2018
• Letter to the European Parliament on the Decision by the EBA Board of Supervisors regarding an EU-wide stress test in 2020 - 17/12/2018
• Annex to EBA Trilogue Letter on the Risk Reduction Measures Package - 05/10/2018
• Letter to Trilogue on EBA Stance on the Risk Reduction Measures Package - 05/10/2018
• Letter to Tiina Astola re FIAU compliance assessment - 24/09/2018
• Letter to Tiina Astola requesting an investigation on possible BUL under Article 17 of Regulation (EU) No 10932010 - 24/09/2018
• Letter to MEPs requesting an investigation on possible BUL under Article 17 of Regulation (EU) No 10932010 - 24/09/2018
• Letter from Tiina Astola requesting an investigation on possible BUL under Article 17 of Regulation (EU) No 10932010 - 21/09/2018
• Letter from MEPs regarding enforcement of the Anti-Money Laundering and Capital Requirement Directives in Denmark and Estonia - 12/09/2018
• Letter to EU institutions on the legislative amendment to relocate the EBA's seat - 200618
• Letter to MEPs on the request of information on a preliminary inquiry into the Maltese bank Pilatus Bank - 07/06/2018
• Letter to Tiina Astola on the request to investigate a possible breach of Union law under Article 17 of Regulation (EU) No 1093/2010 - 06/06/2018
• Joint letter with ECB to Olivier Guersent, Roberto Gualtieri and Jeppe Tranholm‐Mikkelsen on the considerations on the LGD waivers under the IRB framework - 01/06/2018
• Letter to Tiina Astola on the request for a possible investigation BUL under Article 17 of Regulation (EU) No 1093/2010 - 15/03/2018
• Letter from Tiina Astola requesting an investigation on possible BUL under Article 17 of Regulation (EU) No 1093/2010 - 01/03/2018
• Letter to Andrea Enria from PANA Committee MEPs on Maltese bank Pilatus Bank - 14/02/2018
• Letter from Olivier Guersent COM replying to the EBA Letter on RTS on SCA and CSC - 13/02/2018
• Letter to Olivier Guersent COM on Opinion and Report on matters relating to the regulatory perimeter under the CRDIV CRR (OFIs) - 09/02/2018
• Letter to Olivier Guersent, DG FISMA, from Andrea Enria on EBA RTS on Strong Customer Authentication and Common and Secure Communication under PSD2 - 26/01/2018
• Letter from Valdis Dombrovkis, Vice-President of the European Commission, to Andrea Enria on the request to develop NPL data templates - 22/01/2018
• EBA Letter to Akin Gump on reclassification of Tier 2 instruments - 13/12/2018
• Letter from Akin Gump to EBA on reclassification of Tier 2 instruments - 19/07/2018
• EBA letter to Caius Capital re request for EBA to initiate BUL investigation - 31/07/2018
• EBA letter to Caius Capital LLP - 20/07/2018

2017

• Letter to Valdis Dombrovkis, Vice-President of the European Commission to Andrea Enria on EBA NPL data templates - 20/12/2017

• Letter to Tiina Astola requesting to investigate a possible BUL Article 17 of Regulation (EU) No 10932010 - 09/11/2017

• Letter from Vera Jourova, Member of the European Commission regarding the enforcement of the AML directives - 23/10/2017

• Letter from Tiina Astola DG JUST requesting to investigate a possible breach of Union law - 23/10/2017

• Letter from Olivier Guersent, Vice-President on Commission's on the request to issue reports on retail investment, insurance and pension products - 13/10/2017

• Letter from Mr Dombrovskis, Vice-President on Commission's proposal for the CRR-CRD - 09/06/2017

• Letter from Olivier Guersent, on the Commission intention to amend the draft RTS on SCA and CSC - 24/05/2017
• Letter to Mr Dombrovskis, Vice-President on Commission's proposal for the CRR-CRD - 26/04/2017
• Letter to Mr Tajani, President of the EP on Commission's proposal for the CRR-CRD - 26/04/2017
• Letter to Mr Scicluna Minister of Finance EU Presidency on Commission's proposal for the CRR-CRD - 26/04/2017
• Letter from Vice-President Dombrovskis on NPLs data standardisation - 29/03/2017
• Letter from Olivier Guersent and Johannes Laitenberger, on the RTS on separation of card schemes and processing entities under the IFR - 05/01/2017
  • Annex to the letter from Olivier Guersent and Johannes Laitenberger, on the RTS payment card schemes - 05/01/2017

2016

• Letter to Mr Guersent, DG FISMA, from Andrea Enria on revised deadlines in the Capital Requirements Regulation (CRR)/ Capital Requirements Directive (CRD) for the delivery of draft technical standards - 23/12/2016
• Letter from MEPs Ferber and Tajani on the Draft RTS under PSD2 - 24/10/2016
• Letter from Sven Giegold MEP, on Deutsche Bank leverage ratio - 03/10/2016
  • EBA reply to Sven Giegold, MEP, on Deutsche Bank leverage ratio - 05/10/2016
  • Letter from Sven Giegold MEP, on Deutsche Bank leverage ratio - 13/10/2016
  • EBA reply to Sven Giegold MEP, on Deutsche Bank leverage ratio - 20/10/2016
• Letter to Mr Guersent, DG FISMA from Andrea Enria on draft RTS on conditions for mortgage exposure - 05/09/2016
• The ESAs' Joint Letter to Jonathan Hill, European Commissioner for Financial Stability, Financial Services and Capital Markets Union, on the delayed adoption of the Joint draft Regulatory Technical Standards on risk mitigation techniques for non-centrally cleared OTC derivatives - 01/07/2016
  • Letter of the European Commission on the delayed adoption of the Joint draft RTS on risk mitigation techniques for non-centrally cleared OTC derivatives - 21/07/2016
  • Letter from the European Commission to endorse the Joint draft RTS on risk mitigation techniques for non-centrally cleared OTC derivatives - 02/08/2016
• The ESAs' Joint Letter on the supervisory convergence work by the European Supervisory Authorities on PRIIPs - 01/07/2016
• Letter to Mr Guersent, DG FISMA from Andrea Enria, Report on Administrative Penalties under Article 112(4) of the Bank Recovery and Resolution Directive (BRRD) - 15/06/2016
• Letter to Mr Guersent, DG FISMA from Andrea Enria, re LCR possible repeated discrepancy - 10/06/2016
• Letter from Mr Guersent to Andrea Enria, intention to amend the draft Impl.Tech.Standard (EBA-2016-E-681) -20/04/2016
  • EBA reply to O. Guersent, DG FISMA, EBA Opinion on ITS on Benchmarking (EBA 2016 D 698) - 11/05/2016

2015

• Letter to Olivier Guersent DG FISMA on postponement of EBA products - 18/12/2015
• Letter from Mr Guersent, DG FISMA re RTS on collateral flows – non endorsement (EBA-2015-E-393) - 03/12/2015
  • EBA reply to Mr Guersent, DG FISMA, EBA Opinion on additional collateral outflows (EBA 2016 D 676) - 02/05/2016
• Letter from Tiina Astola requesting an investigation on possible BUL under Article 17 of Regulation (EU) No 10932010 - 21/09/2018

Other correspondence 

2022

• Letter from Quinn Emanuel Urquhart & Sullivan UK LLP to the EBA on DNB Discos | Enclosures - 23/06/2022
  • EBA reply to Quinn Emanuel Urquhart & Sullivan UK LLP on DNB Discos - 23/01/2023

2018

• EBA Letter to Akin Gump on reclassification of Tier 2 instruments - 13/12/2018
• Letter from Akin Gump to EBA on reclassification of Tier 2 instruments - 19/07/2018
• EBA letter to Caius Capital re request for EBA to initiate BUL investigation - 31/07/2018
• EBA letter to Caius Capital LLP - 20/07/2018