Question ID:
Legal Act:
Regulation (EU) No 575/2013 (CRR)
Own funds
COM Delegated or Implementing Acts/RTS/ITS/GLs/Recommendations:
Not applicable
Disclose name of institution / entity:
Name of institution / submitter:
Simon Måssebäck
Country of incorporation / residence:
Type of submitter:
Credit institution
Subject Matter:
Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.

What method of calculating the own funds requirement should be used when a group consists of both 95(1) and 96(1) investments firm and no credit institutions?

Background on the question:

Article 98(1) and 98(2) of CRR set out provisions for calculating the own funds requirement for Groups that either includes 95(1) investment firms or 96(1) investment firms (and no credit institutions), but not both types of investment firms.

Date of submission:
Published as Rejected Q&A
Rationale for rejection:

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Rejected question