Question ID:
2013_336
Legal Act:
Regulation (EU) No 575/2013 (CRR)
Topic:
Supervisory reporting - FINREP (incl. FB&NPE)
Article:
99
Paragraph:
2
COM Delegated or Implementing Acts/RTS/ITS/GLs/Recommendations:
Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
Article/Paragraph:
Annex III, F 40.02, column 010
Disclose name of institution / entity:
Yes
Name of institution / submitter:
Swedish Bankers' Association
Country of incorporation / residence:
Sweden
Type of submitter:
Industry association
Subject Matter:
Security code if no ISIN code available
Question:

If there are no ISIN code or other public codes that uniquely identifies the instrument, what should then be filled in in table F 40.2 column 010?

Background on the question:

Some financial instrument do not have an ISIN code or other public codes that uniquely identifies the instrument.

Date of submission:
04/10/2013
Published as Final Q&A:
07/03/2014
Final Answer:

The identifying code ISIN for a financial instrument is used to identify it unequivocally. It is particularly mandatory when the financial instrument is listed on a market.

However, in absence of an ISIN code (for example, where the instrument is not traded on a market), the reporting entity (i.e., investor) can use an internal identification code for this instrument.

Status:
Final Q&A
Answer prepared by:
Answer prepared by the EBA.
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