Consultation paper on Guidelines on internal policies, procedures and controls to ensure the implementation of Union and national restrictive measures
EBA consults on draft guidelines for financial institutions to establish internal policies, procedures, and controls ensuring compliance with EU and national restrictive measures, covering governance, risk assessment, screening, due diligence, and reporting requirements by March 2024.
Consultation paper on Joint draft RTS specifying elements related to threat led penetration tests
European Supervisory Authorities (ESAs) consult on draft Regulatory Technical Standards outlining requirements for threat-led penetration tests under DORA, covering methodology, scope, and reporting to strengthen financial sector cyber resilience by March 2024.
Consultation paper on Joint draft guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities
European Supervisory Authorities (ESAs) consult on draft joint guidelines for oversight cooperation and information exchange with competent authorities under Regulation (EU) 2022/2554, aiming to strengthen supervisory coordination and transparency by March 2024.
Consultation paper on Joint draft technical standards on major incident reporting
EBA consultation on draft technical standards under DORA for reporting major incidents and significant cyber threats, defining content, formats, timelines, and procedures for financial entities.
Consultation on Joint draft RTS on the harmonisation of conditions enabling the conduct of the oversight activities
EBA and ESAs consult on draft regulatory technical standards to harmonise conditions for oversight activities under Regulation (EU) 2022/2554, covering requirements for effective supervision and stakeholder feedback until March 2024.
Consultation paper on Joint draft Guidelines on estimation of aggregated annual costs and losses caused by major ICT-related incidents
EBA, EIOPA, and ESMA consult on joint guidelines under DORA for financial entities to estimate and report aggregated annual costs and losses from major ICT-related incidents, ensuring harmonisation, proportionality, and consistency with incident classification and reporting standards.
Consultation paper on Joint draft RTS on subcontracting ICT services supporting critical or important functions
European Supervisory Authorities consult on draft regulatory technical standards outlining requirements for financial entities assessing ICT subcontracting of critical or important functions under DORA (Regulation (EU) 2022/2554).
Consultation paper on draft RTS on requirements for policies and procedures on conflicts of interest for issuers of ARTs under MiCAR
EBA consults on draft Regulatory Technical Standards under MiCAR, outlining requirements for issuers of asset-referenced tokens to identify, prevent, manage, and disclose conflicts of interest in policies and procedures by March 2024.
Consultation paper on RTS to specify the minimum contents of the liquidity management policy and procedures under MiCAR
EBA consults on draft Regulatory Technical Standards under MiCAR to define minimum requirements for liquidity management policies and procedures, covering governance, risk assessment, and reporting for crypto-asset service providers.
Consultation paper on Guidelines liquidity stress testing under MiCAR
EBA consults on draft guidelines defining common reference parameters for liquidity stress test scenarios under MiCAR (Regulation (EU) 2023/1114), outlining requirements for crypto-asset service providers to assess liquidity risks.
Consultation paper on the adjustment of own funds requirements and design of stress testing programmes for issuers under MiCAR
EBA consults on draft regulatory technical standards under MiCAR to define own funds adjustments and stress testing requirements for issuers of asset-referenced and e-money tokens, as outlined in Article 35 of EU Regulation 2023/1114.