- Question ID
-
2013_333
- Legal act
- Regulation (EU) No 575/2013 (CRR)
- Topic
- Supervisory reporting - FINREP (incl. FB&NPE)
- Article
-
99
- Paragraph
-
2
- COM Delegated or Implementing Acts/RTS/ITS/GLs/Recommendations
- Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (repealed)
- Article/Paragraph
-
Annex III, F 40.01 column 010 and Annex I, C 06.00 column 025
- Name of institution / submitter
-
Swedish Bankers' Association
- Country of incorporation / residence
-
Sweden
- Type of submitter
-
Industry association
- Subject matter
-
Missing LEI code
- Question
-
What should be reported in column 010 in table F 40.01 Annex III and in column 025 in table C 06.00 Annex I, if LEI code is missing for an entity? Should the cell be left empty?
- Background on the question
-
LEI codes could be missing for some entities.
- Submission date
- Final publishing date
-
- Final answer
-
When the LEI (or pre-LEI) code of the investee is missing, {F 40.01, c010} will be left empty but {F 40.01, c020} should be necessarily filled to provide the alternative code used to identify the investee (e.g. national identification code).
As a system of pre-LEI codes already exists, when a pre-LEI code (which is assigned by a recognised pre-LOU) exists for a given investee, it should be used in {F 40.01, c010} to identify that investee. This would prepare for the full implementation of the LEI system since the pre-LEI codes, as long as they are assigned by a recognised pre-LOU, will become LEI codes. The same applies to column 025 in COREP template C 06.00 regarding entities within the consolidated group and to column 030 in Large Exposure template C 27.00 regarding the identification of counterparties.
- Status
-
Final Q&A
- Answer prepared by
-
Answer prepared by the EBA.
Disclaimer
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