Search
Final report on Guidelines on the diversity benchmarking exercise
Decision on supervisory reporting on diversity benchmarking
Final report on Guidelines on the assessment of knowledge and experience of the organs of credit servicers
The EBA publishes guidance to assess the knowledge and experience of the management or administrative organ of a credit servicer
The European Banking Authority (EBA) today published its final Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of a credit servicer as a whole, under the Non-Performing Loans Directive. The Guidelines aim at ensuring that the organs are suitable to conduct the business of the credit servicer in a competent and responsible manner.
ESAs launch second public consultation on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments
The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) today launched a second consultation related to the joint Guidelines on the system for the exchange of information relevant to fit and proper assessments. The consultation covers amendments extending the scope of the joint Guidelines to legal persons, thus ensuring the complete coverage of data subjects. These Guidelines aim to increase the efficiency of the information exchange between sectoral supervisors by harmonising practices and covering both natural and legal persons. The consultation runs until 15 January 2024.
Joint EBA and ESMA GL on suitability of the MB and QH under MICA.pdf
Consultation Paper on Joint EBA and ESMA Guidelines on suitability assessments of the management body and holders of qualifying holdings under MiCAR
EBA and ESMA consult on two sets of Joint Guidelines on suitability assessments of the management body and holders of qualifying holdings under MiCAR
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) today published a Consultation Paper on two draft Joint Guidelines covering suitability assessment of members of the management body, and suitability of shareholders and members with qualifying holdings of issuers of asset referenced tokens (ARTs) and of crypto-asset service provider (CASPs). The guidance will provide clarity and harmonisation with respect to the criteria to assess the suitability of the management body, the shareholders and members with qualifying holdings, thus reducing the risk of arbitrage in the application of the rules. The consultation runs until 22 January 2024.
Guidelines on internal governance arrangements for issuers of ARTs under MiCAR
CP on Guidelines on internal governance of issuers of ARTs.pdf
Consultation paper on draft Guidelines on internal governance arrangements for issuers of ARTs under MiCAR
Joint EBA and ESMA Guidelines on the suitability assessment of shareholders and members with qualifying holdings in issuers of ARTs and in CASPs
The EBA and ESMA assess the implementation of the revised Shareholder Rights Directive and identify areas for progress
The European Banking Authority (EBA), jointly with the European Securities and Markets Authority (ESMA), today published a Report assessing the implementation of the Shareholder Rights Directive 2 (SRD2). This assessment, carried out in response to a European Commission’s request, identifies areas for further progress and provides detailed suggestions for policy action, in relation to the Directive’s effectiveness, difficulties in practical application and the appropriateness of the scope of application.
ESMA32-380-267 Report on SRD2.pdf
Report of the EBA and ESMA implementation of SRD2 provisions on proxy advisors and the investment chain
Consultation on draft Guidelines on the benchmarking of diversity practices including diversity policies and gender pay gap
Consultation on draft Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers
Consultation on JC Guidelines on on the system for the exchange of information relevant to fit and proper assessments
EBA consults on guidance on benchmarking of diversity practices
The European Banking Authority (EBA) launched today a consultation on Guidelines on the benchmarking of diversity practices including diversity policies and gender pay gap under the Capital Requirements Directive (CRD) and the Investment Firms Directive (IFD). The EBA has been collecting data on diversity since 2015 based on information requests. The issuance of these Guidelines will lead to a higher level of transparency regarding the EBA’s work on the topic of diversity and gender equality and will help improve the quality of the collected data as well as the awareness of all stakeholders on these topics. The consultation runs until 24 July 2023.
CP on draft Guidelines on the diversity benchmarking exercise.pdf
Consultation paper on draft Guidelines on the benchmarking of diversity practices including diversity policies and gender pay gap
EBA consults on guidance to assess knowledge and experience of the management or administrative organ of a credit servicer
The European Banking Authority (EBA) launched today a public consultation on its draft Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under the Non-Performing Loans Directive. The Guidelines aim at ensuring that the organs are suitable to conduct the business of the credit servicer in a competent and responsible manner. The consultation runs until 19 July 2023.
CP on draft GL on the assessment of knowledge and experience of the organs of credit servicers.pdf
Consultation peper on draft Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers