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ANNEX I_ITS on supervisory colleges
Draft RTS and ITS on supervisory colleges
The EBA updates technical standards on supervisory colleges
The European Banking Authority (EBA) today published final draft Regulatory Technical Standards (RTS) and final draft Implementing Technical Standards (ITS) on the functioning of supervisory colleges under the Capital Requirements Directive (CRD). The technical standards, adopted in 2015, have been updated to reflect the new requirements laid down in the CRD V and Capital Requirements Regulation (CRR 2), as well as to take into account the EBA’s ongoing college monitoring activity and the lessons learned from the implementation of the standards. The updated standards aim at ensuring a common EU framework for colleges of supervisors and promoting a more efficient and effective supervision of cross-border banking groups.
Consultation on RTS and ITS on supervisory colleges under CRD
EBA consults on new RTS and ITS on supervisory colleges
The European Banking Authority (EBA) launched today a public consultation on draft Regulatory Technical Standards (RTS) and draft Implementing Technical Standards (ITS) on the functioning of supervisory colleges under the Capital Requirements Directive (CRD). These new technical standards will ensure that the Level 2 framework for the functioning of supervisory colleges is better aligned with the Level 1 regulation and able to promote a more efficient and effective supervision of cross-border banking groups. The consultation runs until 30 August 2023.
Annex II of the ITS on supervisory colleges - WCCA.docx
Annex II - Template on written coordination and cooperation arrangements [docx]
CP with RTS-ITS on supervisory colleges.pdf
Consultation Paper on RTS and ITS on supervisory colleges under CRD
Annex I of the ITS on supervisory colleges - mapping.xlsx
Annex I - mapping [xlsx]
Technical Standards on the functioning of supervisory colleges under CRD
Final Report on draft RTS on colleges of investment firms.pdf
Final draft RTS on colleges of supervisors for investment firm groups
EBA publishes final draft technical standards to improve supervisory cooperation for investment firms
The European Banking Authority (EBA) published today final draft regulatory technical standards (RTS) and Implementing Technical Standards (ITS) on cooperation and information exchange between competent authorities involved in prudential supervision of investment firms. These draft standards, developed in consultation with the European Securities and Markets Authority (ESMA), provide a solid framework for (i) cooperation in the supervision of investment firm groups through colleges of supervisors and (ii) for information exchange for investment firms operating within the EU through branches or the free provision of services. These draft standards are part of the phase 2 mandates of the EBA roadmap on investment firms, and aim at improving cooperation and information exchanges between the supervisors of investment firms.
Consultation on draft RTS on colleges of supervisors for investment firms groups
Public hearing on i) CP is on draft RTS and ITS on information exchange for investment firms operating through branches and freedom to provide services and ii) CP on draft RTS on colleges of supervisors for investment firms groups
EBA consults on draft technical standards to improve supervisory cooperation for investment firms
The European Banking Authority (EBA) launched today two public consultations on regulatory technical standards (RTS) and Implementing Technical Standards (ITS) on cooperation and information exchange between competent authorities involved in prudential supervision of investment firms. These draft standards provide a solid framework for (i) cooperation in the supervision of investment firm groups though colleges of supervisors and (ii) for information exchange for investment firms operating through branches or the free provision of services. These draft standards are part of the phase 2 mandates of the EBA roadmap on investment firms, and aim at improving cooperation and information exchanges between the supervisors of investment firms. Both consultations run until 23 April 2021.
Regulatory technical standards on colleges of supervisors for investment firms groups
CP on draft RTS on colleges of investment firms.pdf
Consultation paper on draft RTS on colleges of investment firms
EBA issues first update to recommendation on equivalence of non-EU authorities for participation in supervisory colleges
The European Banking Authority (EBA) added the Albanian banking supervisor to the list of non-EU or third country supervisory authorities participating in EU banking supervisory colleges. The decision was based on the assessment of the confidentiality regime of Bank of Albania, which was deemed equivalent to the EU confidentiality regime, and follows the prescriptions in the Capital Requirements Directive (CRDIV) on participants in EU colleges of banking supervisors.
Recommendation amending EBA/Rec/2015/01 on the equivalence of confidentiality regimes
With this Recommendation, several additional non-EU supervisory authorities were added to the list of non-EU or third country supervisory authorities whose confidentiality regimes can be regarded as equivalent. The EBA Recommendation is designed as a guide for EU authorities in their assessment of the equivalence of confidentiality regimes of third country supervisory authorities to facilitate their participation in supervisory colleges overseeing international banks.
Recommendation amending EBA/Rec/2015/01 on the equivalence of confidentiality regimes
With this Recommendation, the EBA adds the Albanian banking supervisor to the list of non-EU or third country supervisory authorities participating in EU banking supervisory colleges. The decision was based on the assessment of the confidentiality regime of Bank of Albania, which was deemed equivalent to the EU confidentiality regime, and follows the prescriptions in the Capital Requirements Directive (CRDIV) on participants in EU colleges of banking supervisors.