Final Report on Joint RTS on 3rd countries.pdf
JC RTS on the implementation of group wide AML/CFT policies in third countries
JC RTS on the implementation of group wide AML/CFT policies in third countries
Guidelines on the role and responsibilities of the AML/CFT compliance officer
The European Banking Authority (EBA) today published its Guidelines specifying the role and responsibilities of the anti-money laundering and countering the financing of terrorism (AML/CFT) compliance officer and of the management body of credit or financial institutions. These Guidelines aim to ensure a common interpretation and adequate implementation of AML/CFT internal governance arrangements across the EU in line with the requirements of the EU Directive on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing.
Joint ESAs report on the withdrawal of authorisation for serious breaches of AML/CFT rules
The European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) published a joint Report, which provides a comprehensive analysis on the completeness, adequacy and uniformity of the applicable laws and practices on the withdrawal of license for serious breaches of the rules on anti-money laundering and countering the financing of terrorism (AML/CFT).