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EBA proposes corrections to the adopted technical standards on identified staff
The European Banking Authority (EBA) issued today amendments to the adopted Regulatory Technical Standards (RTS) on the criteria to identify categories of staff whose professional activities have a material impact on an institution’s risk profile. These RTS were published by the European Commission as Delegated Act on 6 June 2014.
EBA results from the 2014 Low Default portfolio (LDP) exercise.pdf
EBA results from the 2014 Low Default portfolio (LDP) exercise
EBA Peer Review Report on suitability.pdf
EBA Report on the peer review of the Guidelines on the assessment of the suitability of members of the management body and key function holders (EBA/GL/2012/06)
EBA report on CCR benchmarking 2014
EBA report on CCR benchmarking 2014
EBA updates on the status of its final draft technical standards on additional liquidity monitoring metrics
The European Banking Authority (EBA), following requests from stakeholders, published today an update on the application date of its final draft Implementing Technical Standards (ITS) on additional liquidity monitoring metrics.
EBA identifies divergent supervisory practices in the implementation of its Guidelines on the assessment of the suitability of members of the management body and key function holders
The European Banking Authority (EBA) published today its peer review report on the assessment of the suitability of members of the management body and key function holders. The report shows that National Competent Authorities (NCAs) largely comply with the EBA guidelines. The EBA analysis identified best practices carried out by some NCAs, but also highlighted significant differences remaining between NCAs’ supervisory approaches. The EBA concluded that the existing EBA guidelines have not led to sufficient convergence in supervisory practices, and proposed the incorporation in its forthcoming review of the guidelines of a number of specific best practices observed. The EBA also intends to send an opinion to the European Commission suggesting a change in the underlying Capital Requirements Directive (CRD) framework.
EBA report on the range of practices regarding macroprudential policy measures.pdf
EBA report on the range of practices regarding macroprudential policy measures
EBA publishes report on macroprudential policy measures
The European Banking Authority (EBA) published today a report on macroprudential policy measures across the EU. The objective of this report is to take stock of the range of practices applied by EU Member States in relation to the provisions for macroprudential policies set out in the Capital Requirements Regulation and Directive (CRR/CRD IV), focusing on the interaction of macroprudential and microprudential objectives and tools. The report will contribute to the ongoing discussions regarding the implementation of macroprudential measures and will provide additional input for the regulatory work carried out by the European Commission, the EBA and the European Systemic Risk Board (ESRB) regarding macroprudential tools.
FINAL DRAFT RTS CORRECTING DELEGATED REGULATION (EU) 604-2014.pdf
Final draft RTS correcting Delegated Regulation (EU) 604\2014
FINAL DRAFT RTS CORRECTING DELEGATED REGULATION (EU) 528- 2014.pdf
Final draft RTS correcting Delegated Regulation (EU) 528\2014
EBA proposes corrections to the adopted technical standards on non-delta risk options and identified staff
The European Banking Authority (EBA) issued today amendments to the adopted Regulatory Technical Standards (RTS) on the treatment of non-delta risk of options in the standardised market risk approach and to the RTS on the criteria to identify categories of staff whose professional activities have a material impact on an institution’s risk profile. These two RTS were published by the European Commission as Delegated Acts on 20 May 2014 and 6 June 2014, respectively.
2015 EU-wide Transparency Exercise Sample.pdf
2015 EU-wide Transparency Exercise Sample
Draft 2015 EU-Transparency Exercise Templates v13072015_prot.xlsb
Draft 2015 EU-Transparency Exercise Templates
EBA-GL-2015-18 Final report on Guidelines on product oversight and governance.pdf
EBA-GL-2015-18 Final report on Guidelines on product oversight and Governance
EBA publishes final product oversight and governance requirements for manufactures and distributors of retail banking products
The European Banking Authority (EBA) published today its final Guidelines on product oversight and governance (POG) arrangements for retail banking products. These Guidelines set out requirements for manufacturers and distributors when designing and bringing to market mortgages, personal loans, deposits, payment accounts, payment services and electronic money. The Guidelines are the EBA’s response to increasing risks arising from the mis-conduct of financial institutions in their interaction with consumers and are part of the EBA’s work to enhance consumer protection across the EU. The Guidelines will apply from 03 January 2017.
EBA updates on upcoming transparency exercise and on key features of 2016 EU-wide stress test
The European Banking Authority (EBA) published today a tentative sample of banks taking part in the 2015 transparency exercise, together with the draft templates illustrating the type of data that will be disclosed. In addition, following the approval by its Board of Supervisors, the EBA released the key features and a tentative calendar of the 2016 EU-wide stress test.
EBA GL 2014 08-Compliance Table-Guidelines on Remuneration benchmarking exercise.pdf
Compliance Table - Guidelines on Remuneration benchmarking exercise
EBA GL 2014 07-Compliance Table-Guidelines on Data collection exercise regarding high earners.pdf
Compliance Table - Guidelines on Data collection exercise regarding high earners