EBA consults on draft guidelines for authorising initial margin models under EMIR Article 11(3), outlining requirements for applications, changes, notifications, and documentation to ensure compliance with EU derivatives regulation.
EBA consults on draft Regulatory Technical Standards for authorising initial margin models under EMIR Article 11(15), outlining requirements for model approval, risk management, and compliance in derivatives trading.
EBA consults on proposed amendments to Regulatory Technical Standards (RTS) under EU Regulation 909/2014, updating prudential requirements for central securities depositories (CSDs) offering banking-type services, addressing emerging risks and regulatory changes by March 2026.
EBA technical advice to the European Commission on establishing fee structures and payment modalities for validating pro forma models under EMIR, covering cost calculation methods, proportional fee determination, and invoicing processes for financial and non-financial counterparties.
EBA technical advice to the European Commission on establishing fee structures and payment modalities for validating pro forma models under EMIR, covering cost calculation, proportional fee methodologies, and invoicing processes for financial and non-financial counterparties.
European Banking Authority (EBA) discussion paper consulting on a Delegated Act under EMIR to define fee calculation methods and payment modalities for model validation fees charged to financial and non-financial counterparties, including budgeting, costs, and timelines.
EBA opinion on EMIR 3’s new authorization regime for initial margin (IM) models used in non-centrally cleared OTC derivatives, clarifying validation requirements for pro forma models like ISDA SIMM and outlining supervisory procedures for credit institutions and investment firms.
EBA survey for entities subject to initial margin model authorisation under EMIR 3, gathering data on IM models, fees, and compliance to inform regulatory requirements and proportionate rules for smaller entities by November 2024.
European Supervisory Authorities (ESAs) opinion on extending the temporary exemption from bilateral margining requirements for equity options under EMIR until 2026, addressing market stability, fragmentation risks, and regulatory continuity pending a long-term solution.
European Supervisory Authorities (ESAs) propose draft regulatory technical standards (RTS) under EMIR to extend the exemption of bilateral margining requirements for single-stock equity options and index options by two years, pending final legislative review on their long-term treatment.
Opinion on regulatory scope and validation of initial margin models
Final draft RTS on Initial Margin Model Validation
EMIR RTS amending the bilateral margin requirements with regard to intragroup contracts
Consultation paper on draft RTS on Initial Margin Model Validation (IMMV) under EMIR
ESAs Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework as well as on novations from UK to EU counterparties
EBA and ESAs consult on draft regulatory technical standards amending Delegated Regulation (EU) 2016/2251 to extend risk-mitigation requirements for uncleared OTC derivatives to those used in STS securitisations under Regulation (EU) 2017/2402.
Joint Draft RTS on margin requirements for non-centrally cleared OTC derivatives (JC-2017-79)
Report on the interaction with EMIR (ESAS-2017-82 )
Feedback table for RTS on OTC contracts (JC-2016-19)
RTS on Risk Mitigation Techniques for OTC contracts (JC-2016- 18)