EBA and ESMA provide technical advice on the EU investment firms prudential framework, assessing categorisation, K-factors, liquidity requirements, remuneration rules, and interactions with MiCA and other regulations under IFR/IFD.
EBA final draft Implementing Technical Standards amending EU supervisory reporting and disclosure requirements for investment firms under IFR (Regulation (EU) 2019/2033), aligning with CRR3 reforms and Basel III standards, effective January 2025.
EBA technical standards outlining detailed reporting and disclosure instructions for investment firms under the K-factor framework, covering market risk templates, sign conventions, and standardized approaches for traded debt, securitisations, equities, foreign exchange, commodities, and internal models.
EBA public hearing on the discussion paper for the investment firms prudential framework, covering the call for advice, regulatory proposals, and data collection under the new prudential rules – June 2024.
EBA 2024 data collection instructions for investment firms under IFR/IFD, detailing scope, timeline, and reporting requirements on risks, remuneration, crypto assets, and prudential consolidation for Class 1 minus, 2, and 3 firms.
EBA 2024 instructions for National Competent Authorities on data collection for the Common Supervisory Action (CSA) under the Investment Firms Regulation (IFR) and Directive (IFD), covering scope, timelines, and reporting templates for Class 1, 2, and 3 investment firms.
EBA 2024 data collection instructions for UCITS management companies and AIF managers on IFR/IFD compliance, covering scope, timeline, process, and Excel template requirements for supervisory reporting.
EBA and ESMA consult on the prudential framework for investment firms, reviewing categorisation, capital requirements (K-factors), liquidity rules, remuneration policies, and interactions with MiCAR and CRR3/CRD6 under the EU Investment Firms Regulation (IFR) and Directive (IFD).
EBA guidelines establishing harmonized criteria for competent authorities to assess eligibility for the group capital test under Regulation (EU) 2019/2033, covering thresholds, group structure simplicity, risk significance, and proportional approaches for investment firm groups.
Consultation paper on draft guidelines on GCT for investment firms
Regulatory Technical Standards on the scope and methods of consolidation of an investment firm group
Draft Regulatory Technical Standards on specific liquidity measurement for investment firms
Report on incorporating ESG risks in the supervision of investment firms
Guidelines on liquidity requirements exemption for investment firms
Decision concerning investment firms reporting by CAs to the EBA
Opinion on the European Commission’s amendments relating to the final draft Regulatory Technical Standards for own funds requirements for investment firms