List of Financial Conglomerates 2019
EBA 2019 list of EU/EEA financial conglomerates under Directive 2002/87/EC, detailing group names, coordinators, and competent authorities for supplementary supervision as of October 2019.
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Implementing Technical Standards on the reporting of intra-group transactions and risk concentration for financial conglomerates
These ITS aim at offering a single framework of requirements for the reporting of intra-group transactions and risk concentration by financial conglomerates subject to supplementary supervision in the European Union.
List of Financial Conglomerates 2018
EBA and Joint Committee 2018 list of EU/EEA financial conglomerates under Directive 2002/87/EC, detailing group names, coordinators, and supervisory authorities with waiver statuses.
List of Financial Conglomerates 2017
EBA 2017 list of EU/EEA financial conglomerates under Directive 2002/87/EC, including group names, coordinators, and supervisory authorities with waivers or partial exemptions from supplementary supervision requirements.
Regulatory Technical Standards on risk concentration and intra-group transactions within financial conglomerates
These Regulatory Technical Standards (RTS) developed by the Joint Committee of the European Supervisory Authorities (ESAs) aim to clarify which risk concentrations and intra-group transactions within a financial conglomerate should be considered as significant. In addition, the RTS provide some supervisory measures for coordinators and other relevant competent authorities when identifying types of significant risk concentration and intra-group transactions, their associated thresholds and reports, where appropriate.
JC 2015 079 (2015 list of identified Financial Conglomerates)_Final.pdf
JC List of Identified Financial Conglomerates 2015
List of Financial Conglomerates 2015
EBA and Joint Committee 2015 list of EU/EEA financial conglomerates as of December 2014, detailing group names, coordinators, and competent authorities under Directive 2002/87/EC (FICOD) supplementary supervision rules.
JC 2014 092 (Draft final report - RTS on RC and IGT).pdf
JC 2014 092 (Final report RTS on risk concentration and intra-group transactions)
Joint Committee of the ESAs publishes final draft technical standards on risk concentration and intra-group transactions
The Joint Committee of the three European Supervisory Authorities (ESAs - EBA, ESMA and EIOPA) published today its joint final draft Regulatory Technical Standards (RTS) on risk concentration and intra-group transactions under the Financial Conglomerates Directive (FICOD). These standards clarify which risk concentration and intra-group transactions shall be considered as significant at the level of financial conglomerate and aim at ensuring consistent application across the EU of the FICOD’s requirements on this topic.
JC GL 2014 01 (Joint Guidelines on coordination arrangements for financi....pdf
JC GL 2014 01 (Joint Guidelines on coordination arrangements for financial conglomerates)
JC GL 2014 01 (Compliance confirmation - Joint Guidelines on coordination arrangements for financial conglomerates).docx
JC GL 2014 01 (Compliance confirmation - Joint Guidelines on coordination arrangements for financial conglomerates)
The Joint Committee of the ESAs publishes final Guidelines on consistency of supervisory practices for financial conglomerates
The Joint Committee of the three European Supervisory Authorities (ESAs - EBA, ESMA and EIOPA) published today the Joint Guidelines on the convergence of practices aimed at ensuring consistency of supervisory coordination arrangements for financial conglomerates. The first Guidelines developed jointly by the three ESAs in relation to the FICOD (Financial Conglomerates Directive) aim to clarify and enhance cooperation between national competent authorities on cross-border groups that have been identified as financial conglomerates.
Guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates
Regulatory Technical Standards on the uniform conditions of application of the calculation methods for determining the amount of capital required at the level of the financial conglomerate
Joint Consultation Paper on draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive
List of Identified Financial Conglomerates 2014
JC 2014 071 (List of Identified Financial Conglomerates 2014)
Updated list of identified Financial Conglomerates
The Joint Committee publishes the 2014 List of Identified Financial Conglomerates. The latest version of the list shows 71 financial conglomerates with the head of group in an EU/EEA country, one with the head of group in Australia, two with the head of the group in Switzerland, and two with the head of group in the United States.
JC-CP-2014-04 Joint Consultation Paper draft RTS art 21a 1a FICOD.pdf
Joint Consultation Paper on draft RTS on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive
EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions
The Joint Committee of the three European Supervisory Authorities (ESAs - EBA, ESMA and EIOPA) launched today a consultation on draft Regulatory Technical Standards (RTS) on risk concentration and intra-group transactions within financial conglomerates. The technical standards aim at enhancing supervisory consistency in the application of the Financial Conglomerates Directive (FICOD). The consultation runs until 24 October 2014.