EBA and ESMA consult on joint guidelines for assessing suitability of management body members and key function holders under CRD IV and MiFID II, covering proportionality, diversity, reputation, skills, training, and ongoing monitoring requirements.
EBA consults on draft Regulatory Technical Standards outlining minimum requirements for suitability questionnaires, CVs, and internal assessments under Directive 2013/36/EU for bank management evaluations, with feedback due by May 2026.
EBA consults on revised Guidelines on internal governance under Directive 2013/36/EU, covering management body roles, risk culture, internal controls, business continuity, and proportionality for EU credit institutions and investment firms.
EBA consults on draft Guidelines for financial institutions to manage third-party risks, covering proportionality, governance, due diligence, contractual safeguards, and supervisory oversight under EU regulatory frameworks.
Consultation Paper on Joint EBA and ESMA Guidelines on suitability assessments of the management body and holders of qualifying holdings under MiCAR
Consultation paper on draft Guidelines on internal governance arrangements for issuers of ARTs under MiCAR
Consultation paper on draft Guidelines on the benchmarking of diversity practices including diversity policies and gender pay gap
Consultation peper on draft Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers
Consultation paper on draft joint Guidelines on the system established by the ESAs for the exchange of information relevant to the assessment of the fitness and propriety
Consultation paper on Guidelines on internal governance for investment firms
CP on draft Guidelines on the assessment of the suitability.pdf
CP on draft Guidelines on the assessment of the suitability_track changes.pdf
CP on Guidelines on internal governance under CRD.pdf
CP on Guidelines on internal governance under CRD_track changes.pdf
Annex (Register template for Gls on outsourcing)
Consultation Paper on draft Guidelines on outsourcing arrangements (EBA-CP-2018-11)
Draft Recommendation on outsourcing to Cloud Service (EBA-CP-2017-06)
Consultation Paper on Guidelines on internal governance (EBA-CP-2016-16)
Annex I - Template for the assessment of collective suitability
Consultation Paper on Joint ESMA EBA Guidelines on suitability of management body (EBA-CP-2016-17)