EBA Filing Rules v5.1.pdf
Filing Rules v5.1
Filing Rules v5.1
Annex I - Disclosure of investment policy by investment firms
Final draft RTS on disclosure of investment policy by investment firms
Annex II - Instructions on disclosure of investment policy by investment firms
The European Banking Authority (EBA) published today new regulatory technical standards (RTS) on disclosure of investment policy by investment firms. The final draft RTS put forward comparable disclosures that should help stakeholders understand investment firms’ influence over the companies in which they hold voting rights and the impact of investment firms’ policies on aspects such as the governance or management of those companies.
The European Banking Authority (EBA) published today an updated version of its 5.1 filing rules document for supervisory reporting. In particular, the update modifies rule 1.6 to simplify the use of the filing indicator by removing the option “empty filing” indicator. This updated rule must be followed for all the submissions and resubmissions as of 1 January 2023. In addition, the update modifies rule 3.6 to improve Consolidated/Individual information circulation and to allow for multiple consolidation levels for an entity. CON/IND is being moved from module name to reporting subjects. This change will apply as of 31 December 2022.
BSG Response to EBA Consultation Paper on the revised Guidelines on limited network exclusion under PSD2 (EBA/CP/2021/28)
Final report on joint EBA and ESMA guidelines on the assessment of suitability
Annex 4 to the EBA report on the supervisory independence of competent authorities
The three European Supervisory Authorities (ESAs) – the EBA, EIOPA and ESMA – published today their individual reports on the supervisory independence of competent authorities (CAs) in their sectors. Based on the CAs’ self-assessment, the three reports highlight that the independence of NCAs is multi-faceted and dependent on a number of legal, institutional, operational and cultural factors.
Agenda
Compliance table
Statement by José Manuel Campa, Interim Chair of the JC ESAs to EP ECON
The European Banking Authority (EBA) today published a thematic note on the transition risks of benchmark rates as LIBOR (the London Interbank Offered Rate) and EONIA (the Euro Overnight Index Average) - two major benchmark interest rates - are close to being phased out.
The European Banking Authority (EBA) repealed today its Guidelines on the security of internet payments. These Guidelines were issued before the revised Payments Services Directive (PSD2) came into force in 2016 and have since then been superseded by the PSD2 and the related EBA instruments developed in support of PSD2.