Securitisation Regulation (SecReg)

Article 1: Subject matter and scope

Article 2: Definitions

Article 3: Selling of securitisations to retail clients

Article 4: Requirements for SSPEs

Article 5: Due-diligence requirements for institutional investors

Article 6: Risk retention

Article 7: Transparency requirements for originators, sponsors and SSPEs

Article 8: Ban on resecuritisation

Article 9: Criteria for credit-granting

Article 10: Registration of a securitisation repository

Article 11: Notification and consultation with competent authorities prior to registration or extension of registration

Article 12: Examination of the application

Article 13: Notification of ESMA decisions relating to registration or extension of registration

Article 14: Powers of ESMA

Article 15: Withdrawal of registration

Article 16: Supervisory fees

Article 17: Availability of data held in a securitisation repository

Article 18: Use of the designation ‘simple, transparent and standardised securitisation’

SECTION 1: Requirements for simple, transparent and standardised non-ABCP securitisation

SECTION 2: Requirements for simple, transparent and standardised ABCP securitisation

SECTION 3: STS notification

Article 29: Designation of competent authorities

Article 30: Powers of the competent authorities

Article 31: Macroprudential oversight of the securitisation market

Article 32: Administrative sanctions and remedial measures

Article 33: Exercise of the power to impose administrative sanctions and remedial measures

Article 34: Criminal sanctions

Article 35: Notification duties

Article 36: Cooperation between competent authorities and the ESAs

Article 37: Publication of administrative sanctions

Article 38: Amendment to Directive 2009/65/EC

Article 39: Amendment to Directive 2009/138/EC

Article 40: Amendment to Regulation (EC) No 1060/2009

Article 41: Amendment to Directive 2011/61/EU

Article 42: Amendment to Regulation (EU) No 648/2012

Article 43: Transitional provisions

Article 44: Reports

Article 45: Synthetic securitisations

Article 46: Review

Article 47: Exercise of the delegation

Article 48: Entry into force