Investment Firms Directive (IFD)

Section 1: Competences and duties of home and host Member States

Section 2: Professional secrecy and duty to report

Section 3: Sanctions, investigatory powers and right of appeal

Section 1: Internal capital adequacy assessment process and internal risk ‐ assessment process

Section 2: Internal governance, transparency, treatment of risks and remuneration

Section 3: Supervisory review and evaluation process

Section 4: Supervisory measures and powers

Section 1: Supervision of investment firm groups on a consolidated basis and supervision of compliance with the group capital test

Section 2: Investment holding companies, mixed financial holding companies and mixed ‐ activity holding companies