Guidelines on risk-based supervision (Second revision)

Under development

The second revision of the Guidelines on risk-based supervision set out the scope of these Guidelines to AML/CFT supervisors of crypto-asset service providers (CASPs). The amendments include guidance on the sources of information competent authorities should consider when assessing ML/TF risks associated with CASPs. They also highlight the importance of a consistent approach to setting supervisory expectations where multiple competent authorities are responsible for the supervision of the same institutions and stress the importance of training to ensure that staff from competent authorities have the technical skills and expertise necessary for the execution of their functions.


Consultation Papers