- Question ID
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DORA 121
- Topic
- ICT risk management
- Subject matter
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ICT risk management (standard vs simplified depending on type of entity)
- Question
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Is a small and non-interconnected investment firm (Art. 12 (1) IFR (Regulation (EU) 2019/2033)) that also holds a licence as a crowdfunding service provider according to Art. 12 ECSPR (Regulation (EU) 2020/1503) obligated to apply Art. 5-15 DORA or is it allowed to use the simplified ICT risk management framework of Art. 16 DORA?
- Final publishing date
-
- Receiving ESA
-
ESMA
- URL