Guidelines on internal governance (second revision)

  • Status: Final and translated into the EU official languages

These Guidelines aim at further harmonising institutions’ internal governance arrangements, processes and mechanisms across the EU, in line with the new requirements in this area introduced in the fifth Capital Requirements Directive (CRD V) and the Investment Firms Directive (IFD) and also taking into account the proportionality principle.  These Guidelines clarify that identifying, managing and mitigating money laundering and financing of terrorism risk is part of sound internal governance arrangements. They also further reinforce the framework regarding loans to members of the management body and their related parties as a specific source of actual or potential conflict of interest.

Summary of document history

Previous versions Current version Ongoing versions

EBA launches consultation to revise its Guidelines on internal governance

  • Status: Closed
  • Deadline: 31 OCTOBER 2020
Documents
CP on Guidelines on internal governance under CRD.pdf

(585.69 KB - PDF) Last update 31 July 2020

CP on Guidelines on internal governance under CRD_track changes.pdf

(669.8 KB - PDF) Last update 31 July 2020

Responses

The form is now closed.

Public hearings

Public hearing on GL on internal governance and Joint GL on the assessment of the suitability of members of the management body

Press contacts

Franca Rosa Congiu