Single Rulebook Q&A

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Appropriate amount in Article 8(4)

What is meant by “appropriate amount” referred to in Article 8(4) DGSD?...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2909 | Topic : Deposit Guarantee Schemes | Date of submission: 15/09/2016
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ECAI ratings

1) For the determination of the risk-weight applicable to an exposure, is a “Bank Deposit Ratin...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2698 | Topic : Credit risk | Date of submission: 04/04/2016
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Treatment of "E-money" in Liquidity Reporting

We seek clarification on how the issue of “e-money” is to be treated in the computation of liqui...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: EBA/GL/2013/01 - Guidelines on retail deposits subject to different outflows for purposes of liquidity reporting
ID: 2016_2840 | Topic : Liquidity risk | Date of submission: 21/07/2016
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Incentives to redeem of a hybrid instrument with a call for grandfathering purposes

Article 489 of Regulation (EU) No 575/2013 (CRR) provides for the grandfathering treatment of hy...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2988 | Topic : Own funds | Date of submission: 11/11/2016
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Obligation to carry out analysis and to consult with EBA on planned increase of risk weights before RTS on this matter are finally adopted and published in the Official Journal of the European Union

Is there an obligation to carry out appropriate analysis and to consult with EBA on planned incr...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2894 | Topic : Credit risk | Date of submission: 06/09/2016
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Distribution by an originator to its shareholders of a participation instrument the pay out of which is directly linked to the net cash flows under the net economic interest retained

Would a credit institution acting as originator in relation to a securitisation and holding the...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 625/2014 - RTS on requirements for investor, sponsor, original lenders and originator institutions of transferred credit risk exposures
ID: 2016_2878 | Topic : Securitisation and Covered Bonds | Date of submission: 25/08/2016
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Scope of asset value correlation adjustment for regulated entities

Should Undertakings for Collective Investment in Transferable Securities (UCITS) be treated as “...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2383 | Topic : Credit risk | Date of submission: 08/10/2015
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Leverage ratio - Add-on calculation for SFT transactions in Financial collateral simple method

In the example below, under Financial Collateral Simple Method would the add-on be the same as u...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2015_2234 | Topic : Leverage ratio | Date of submission: 21/08/2015
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Interpretation of Article 88(1) and 89(1) BRRD with respect to the scope of resolution colleges for third country institutions or third country parent undertakings

Is an Article 88 resolution college required for a subsidiary of a third country parent undertak...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2969 | Topic : Recovery and Resolution | Date of submission: 27/10/2016
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Can third country insurance companies be considered as unregulated financial entities

If a third country insurance or re-insurance is considered as not subject to "prudential superv...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_1991 | Topic : Credit risk | Date of submission: 04/05/2015
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Third country equivalent large financial sector entities

If the Implementing Act of the EU has stated equivalent third countries for investment firms, e...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_1989 | Topic : Credit risk | Date of submission: 04/05/2015
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Credit Risk – treatment of Russian credit institutions

1. Please advise whether Russian Credit Institutions are to be treated as an "Institution" or ‘...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2013_529 | Topic : Credit risk | Date of submission: 15/11/2013
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Equivalence of third country supervisory and regulatory arrangements to those applied in the Union

Who decides which third countries apply supervisory and regulatory arrangements at least equiva...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2013_470 | Topic : Credit risk | Date of submission: 01/11/2013
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Equivalence of third country supervisory and regulatory arrangements to those applied in the Union

Who decides (after the transitional period, if applicable) which third countries apply superviso...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2013_469 | Topic : Credit risk | Date of submission: 01/11/2013
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C 09.04, row 010, column 010 – Exposure value under the standardised approach for relevant credit exposures

Is the data model for the C 09.04 correctly specified in the 2.5.0.1 taxonomy?...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2016_3026 | Topic : Supervisory reporting | Date of submission: 30/11/2016
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Obligors for total exposures in template CR IRB 1

Should r010, c300 of template C 08.01 be additive for number of obligors e.g. a retail Customer...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2014_1540 | Topic : Supervisory reporting | Date of submission: 13/10/2014
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Asset encumbrance templates - Some cells are mapped with the same data point of other ones, but not all of them can be reported on a consolidated basis

Should be reported on a consolidated basis the cells related to F 36.01 and F 36.02 templates ma...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2016_2824 | Topic : Supervisory reporting | Date of submission: 11/07/2016
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EBA validation rule (Leverage Ratio) v4456_m

We think that the validation rule v4456_m may not be correct because the first part is deducting...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2016_2997 | Topic : Supervisory reporting | Date of submission: 17/11/2016
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Concept of “secured liabilities”

It is unclear whether the concept of “secured liabilities” as mentioned in Article 44(2)(b) BRRD...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3119 | Topic : Recovery and Resolution | Date of submission: 20/01/2017
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Is there a mistake in the Validation formula V4448_m and in the corresponding statement in the ITS?

Is there a mistake in the Validation formula v4448_m and in the corresponding statement in the I...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2016_2915 | Topic : Supervisory reporting | Date of submission: 23/09/2016
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