Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP)

  • Status: Final and translated into the EU official languages

The Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under the Investment Firms Directive (IFD) were developed jointly with the European Securities and Markets Authority (ESMA). They set out the process and criteria for the assessment of the main SREP elements such as business model, governance arrangements and firm-wide controls, risks to capital and capital adequacy, and liquidity risk and liquidity adequacy.

Summary of document history

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Final report on Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under the Investment Firms Directive

  • Status: Applicable
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Documents
Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under the Investment Firms Directive

(1.4 MB - PDF) Last update 19 April 2023

EBA GL 2022 09 - GLs on common procedures and methodologies for the supervisory.xlsx

(49.03 KB - Excel Spreadsheet) Last update 25 July 2023

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