Technical standards on information exchange between home and host competent authorities of investment firms

  • Status: Final draft RTS/ITS adopted by the EBA and submitted to the European Commission

The Regulatory and the Implementing Technical Standards (RTS and ITS) on information exchange between the competent authorities of home and host Member States complement the RTS on colleges of supervisors for investment firm groups and address situations where investment firms operate in another Member State through branches or the free provision of services, where colleges may not be established. In particular, the draft RTS specify the information that host Member State competent authorities and home Member State competent authorities shall exchange with each other, whereas the draft ITS establish standard forms, templates and procedures for sharing the information specified in the RTS.

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Draft Technical Standards on information exchange between the competent authorities of home and host Member States

  • Status: Not yet applicable
  • Application date:
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Documents
Final draft RTS and ITS on information exchange between the competent authorities of home and host Member States

(552.97 KB - PDF) Last update 5 July 2021

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