Guidelines on liquidity requirements exemption for investment firms

  • Status: Final and awaiting translation into the EU official languages

Guidelines on liquidity requirements exemption for investment firms set out the criteria that competent authorities should take into account when exempting small and non-interconnected investment firms from liquidity requirements set out in the Investment firms Regulation. They also specify that an exemption should be based on the assessment of the financial resource needed for an orderly wind-down of the investment firm.

Summary of document history

Previous versions Current version Ongoing versions

Final report on Guidelines on liquidity requirements exemption for investment firms

  • Status: In force
  • Application date:
  • Compliance deadline:
Documents
Guidelines on liquidity requirements exemption for investment firms

(403.88 KB - PDF) Last update 26 September 2022

EBA GL 2022 10 - GLs on the criteria for the exemption of investment firms from liquidity requirements.xlsx

(50.25 KB - Excel Spreadsheet) Last update 12 April 2023

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