Guidelines on the assessment of the suitability of members of the management body and key function holders

  • Status:

These Guidelines set out the process, criteria and minimum requirements for assessing the suitability of members of the management body and key function holders. Their ultimate aim is to ensure robust governance arrangements and appropriate oversight. The Guidelines contain provisions to be followed by both credit institutions and competent authorities when assessing the suitability of all members of the management body and extend also to key function holders. Moreover, as financial and mixed financial holding companies have significant influence on their credit institutions, they are also included in the scope of the Guidelines.

Summary of document history

Previous versions Current version Ongoing versions

Consultation on draft guidelines on the assessment of the suitability of members of the management body and key function holders

  • Status: Closed
  • Deadline: 18 JULY 2012
Documents
FEE

(55.65 KB - PDF) Last update 28 February 2014

Deutsche Bank

(100.31 KB - PDF) Last update 28 February 2014

ecoDA

(123.67 KB - PDF) Last update 28 February 2014

EACB

(130.77 KB - PDF) Last update 28 February 2014

WKO

(92.96 KB - PDF) Last update 28 February 2014

ABI

(24.78 KB - PDF) Last update 28 February 2014

EBTN

(86.92 KB - PDF) Last update 28 February 2014

FBF

(203.88 KB - PDF) Last update 28 February 2014

Nestor Advisors

(184.92 KB - PDF) Last update 28 February 2014

ESH

(125.55 KB - PDF) Last update 28 February 2014

CSSDA

(19.58 KB - PDF) Last update 28 February 2014

Achmea Holding

(40.44 KB - PDF) Last update 28 February 2014

ECIIA

(140.22 KB - PDF) Last update 28 February 2014

SBA

(3.15 MB - PDF) Last update 28 February 2014

Consultation Paper

(474.53 KB - PDF) Last update 28 February 2014

EFI

(273.45 KB - PDF) Last update 28 February 2014

CBI&CISI

(305.3 KB - PDF) Last update 28 February 2014

Hermes

(61.25 KB - PDF) Last update 28 February 2014

CECA

(86.51 KB - PDF) Last update 28 February 2014

BdB

(29.05 KB - PDF) Last update 28 February 2014

DMBF

(139.38 KB - PDF) Last update 28 February 2014

Coop FR (Cover Letter)

(395.42 KB - PDF) Last update 28 February 2014

GDB

(114.66 KB - PDF) Last update 28 February 2014

EBF

(316.84 KB - PDF) Last update 28 February 2014

UNI EF

(47.5 KB - PDF) Last update 28 February 2014

ANBP

(271.77 KB - PDF) Last update 28 February 2014

BNP Paribas

(20.96 KB - PDF) Last update 28 February 2014

HSE

(54.13 KB - PDF) Last update 28 February 2014

Bulgarian Institute of Directors

(18.74 KB - PDF) Last update 28 February 2014

GBIC

(108.95 KB - PDF) Last update 28 February 2014

Public hearings

Public hearing on CP on draft Guidelines on the assessment of the suitability of members of the management body and key function holders

Presentation

(352.67 KB - PDF) Last update 20 February 2014

Registration form

(78.5 KB - Word Document) Last update 20 February 2014

Press contacts

Franca Rosa Congiu