Guidelines

EBA final guidelines outlining minimum governance requirements for issuers of asset-referenced tokens under MiCA, covering management roles, risk frameworks, internal controls, and business continuity to ensure regulatory compliance.

EBA final report establishing guidelines on STS criteria for on-balance-sheet securitisation under EU Regulation 2017/2402, covering simplicity, standardisation, transparency, and specific requirements, while amending existing ABCP and non-ABCP securitisation guidelines to ensure consistent interpretation across the EU securitisation framework.

EBA guidelines establishing harmonized criteria for competent authorities to assess eligibility for the group capital test under Regulation (EU) 2019/2033, covering thresholds, group structure simplicity, risk significance, and proportional approaches for investment firm groups.

EBA guidelines establishing a common approach for financial institutions to resubmit historical data under the EBA reporting framework, covering error corrections, compliance obligations, and supervisory assessment for consistent and high-quality regulatory reporting.

EBA guidelines outlining requirements for EU Member States to establish and maintain national lists or registers of credit servicers under Directive (EU) 2021/2167, ensuring transparency and compliance in credit servicing activities.

EBA guidelines outlining requirements for global systemically important institutions (G-SIIs) to specify and disclose systemic importance indicators, including reporting obligations, data submission, and compliance for EU financial groups exceeding €200 billion in leverage exposure.

EBA final report amending guidelines on disclosure of global systemically important institutions (G-SIIs) indicators, aligning with Basel Committee updates, clarifying SRM cross-jurisdictional data reporting, and applying from May 2024.

EBA final guidelines establishing a harmonised benchmarking exercise for diversity practices, including management body composition, diversity policies, and gender pay gap under CRD IV and IFD. Covers data collection, reporting requirements, and triennial Union-level analysis starting in 2025.

EBA final report establishing guidelines for credit servicers and authorities to assess the collective and individual knowledge and experience of management organs under Directive (EU) 2021/2167, ensuring proportionality and compliance.

EBA guidelines outlining risk-based supervision requirements for anti-money laundering and counter-terrorist financing (AML/CFT) under Directive (EU) 2015/849, specifying steps for competent authorities to implement risk-sensitive supervision models and compliance reporting obligations.

EBA corrigendum updating guidelines on risk-based anti-money laundering and terrorist financing supervision under Directive (EU) 2015/849, clarifying cooperation measures, sectoral risk assessment, and supervisory procedures for competent authorities.

EBA final report amending risk-based supervision guidelines to extend AML/CFT oversight to crypto-asset service providers under MiCAR, emphasizing cooperation, consistent expectations, information sources, guidance communication, and staff training, applying from December 2024.

EBA guidelines outlining risk factors and customer due diligence measures for credit and financial institutions under Directive (EU) 2015/849 to assess money laundering and terrorist financing risks in business relationships and transactions.

Consolidated version - EBA GL 2021 17 amended by EBA GL 2023 02

Guidelines on the overall recovery capacity in recovery planning