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Conversion of eligible liabilities into other types of capital instruments

Should “ eligible liabilities must be converted into shares or other types of capital instrument...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3209 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Eligible liabilities for the purpose of MREL

Can only eligible liabilities counting towards MREL be bailed in?...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3207 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Interpretation of points (a) and (b) of Article 45(3)

Do points (a) and (b) of Article 45(3) state conditions for exemption from the MREL requirement...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3206 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Minimum requirements for own funds and eligible liabilities

Do all entities mentioned in Article 1(1) of Directive 2014/59/EU (BRRD) have to meet minimum re...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3205 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Monitoring and evaluation of mortgages in cases of portfolio-wholesale transactions

Is it possible to assign the preferential risk weight of 35% according to Article 125 (1) (a) of...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2726 | Topic : Credit risk | Date of submission: 04/05/2016
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Valuation input consisting of a matrix of parameters

For the purposes of calculating AVAs for Market Price Uncertainty, where a valuation input consi...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) 2016/101 - RTS for prudent valuation under Article 105(14) CRR
ID: 2016_2948 | Topic : Market risk | Date of submission: 18/10/2016
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Clarification on the treatment of regular clearing positions of central counterparties (CCPs) in the leverage ratio exposure measure (provided CCPs are subject to leverage ratio regulation)

Can you confirm that positions which arise from a CCP’s primary clearing activity and which are...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Delegated Regulation (EU) 2015/62 - DR with regard to the leverage ratio
ID: 2016_2750 | Topic : Leverage ratio | Date of submission: 27/05/2016
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Calculation of derecognised fiduciary assets

Are institutions required to calculate the value of their fiduciary assets in accordance with th...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Delegated Regulation (EU) 2015/62 - DR with regard to the leverage ratio
ID: 2016_2631 | Topic : Leverage ratio | Date of submission: 17/02/2016
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Consideration of collateral in the potential future credit exposure

We seek clarification regarding the potential future credit exposure referred to in Article 274(...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2735 | Topic : Market risk | Date of submission: 16/05/2016
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Minority interests

According to Article 84 of Regulation (EU) No 575/2013 (CRR) institutions shall determine the am...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2155 | Topic : Own funds | Date of submission: 22/07/2015
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Prior state aid approval when using resolution tools

Does the use of resolution tools require a prior state aid approval?...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2522 | Topic : Recovery and Resolution | Date of submission: 11/12/2015
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Interaction between the State aid framework and the application of resolution actions

Could you please clarify the interaction of the State aid framework and the application of resol...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2182 | Topic : Recovery and Resolution | Date of submission: 28/07/2015
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Procedural requirements of the sale of business tool with regard to state aid

How can an open and competitive sale process in accordance with the state aid rules be conducted...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2339 | Topic : Recovery and Resolution | Date of submission: 30/09/2015
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Eligibility as collateral where securitisation positions are issued by an SSPE belonging to the same group

What group entities are considered as “related” to the obligor for the purpose of the second sub...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2014_1628 | Topic : Securitisation and Covered Bonds | Date of submission: 19/11/2014
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Application of Article 159 on the level of total own funds

Can the excess of provisions for non-defaulted exposures be used to cover the shortfall of provi...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2702 | Topic : Own funds | Date of submission: 11/04/2016
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Discount rates in Economic Value of Equity calculations

Is the usage of different yield curves related to the calculation of value risk measures (e.g....

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: EBA/GL/2015/08 - Guidelines on the management of interest rate risk arising from non-trading activities
ID: 2016_2697 | Topic : Supervisory review and evaluation (SREP) and Pillar 2 | Date of submission: 04/04/2016
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Appropriate amount in Article 8(4)

What is meant by “appropriate amount” referred to in Article 8(4) DGSD?...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2909 | Topic : Deposit Guarantee Schemes | Date of submission: 15/09/2016
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ECAI ratings

1) For the determination of the risk-weight applicable to an exposure, is a “Bank Deposit Ratin...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2698 | Topic : Credit risk | Date of submission: 04/04/2016
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Treatment of "E-money" in Liquidity Reporting

We seek clarification on how the issue of “e-money” is to be treated in the computation of liqui...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: EBA/GL/2013/01 - Guidelines on retail deposits subject to different outflows for purposes of liquidity reporting
ID: 2016_2840 | Topic : Liquidity risk | Date of submission: 21/07/2016
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Incentives to redeem of a hybrid instrument with a call for grandfathering purposes

Article 489 of Regulation (EU) No 575/2013 (CRR) provides for the grandfathering treatment of hy...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2988 | Topic : Own funds | Date of submission: 11/11/2016
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