Single Rulebook Q&A

Enquirers can use various factors to search for a Q&A:

  • If you know the Q&A ID, you can insert this in the relevant field.
  • You can also search by legal reference, date submitted or by keyword.
  • Searches can be extended to more than one legal act, topic, technical standard or guidelines by making multiple selections (i.e. pressing ‘Ctrl’ on your keyboard, and selecting the relevant ones from the drop-down lists by left mouse-click).
  • Further information on how to search for a Q&A can be found in the Additional background and guidance for asking questions.
Period posted:
Clear
Clear
Publication:
Clear
Clear
Showing 1 - 20 of 74 results.
of 4
   

Originator's definition

In the context of CRR Article 4(13) of Originator’s definition we seek clarification on both lim...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4114 | Topic : Securitisation and Covered Bonds | Date of submission: 13/07/2018
View

Treatment of covered bonds in an IPS

Dear Sir or Madam, According to Article 113 (7) CRR, institutions which are members of an instit...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4107 | Topic : Securitisation and Covered Bonds | Date of submission: 12/07/2018
View

Specific Wrong-Way risk definition

Could you please indicate if the collateral that will be received from the counterparty has to b...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4088 | Topic : Credit risk | Date of submission: 09/07/2018
View

LGD for all other transactions with specific wrong way risk referencing a single name

Could you please confirm that LGD for IRB institution shall not be 100% for all other transactio...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4086 | Topic : Other topics | Date of submission: 05/07/2018
View

On the exemption of SCA for less than 90 days transaction history (article 10.1.b) RTS)

Shall TPP or ASPSP apply SCA if they provide more than 90 days transaction history ?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4084 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 04/07/2018
View

Interest rate risk on positions not included in the trading book with Swedish treatment

Does EBA consider the Swedish FSA method for Pillar 2 capital calculation of interest rate risk...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2015/08 - Guidelines on the management of interest rate risk arising from non-trading activities
ID: 2018_4063 | Topic : Market risk | Date of submission: 29/06/2018
View

Register containing information about PSPs and their licence

Are there plans to set up a pan-European directory containing authoritative information on PSPs...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4062 | Topic : Central register of the EBA | Date of submission: 29/06/2018
View

Reporting of an Eurex GC Pooling reverse repo or securities financing transaction concluded against HQLA non cash collateral (GC Pooling® ECB Basket - DE000A0AE077)

Based on the Eligible Assets Database (EAD) the GC Pooling® ECB Basket covers approximately 3,00...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Delegated Regulation (EU) 2015/61 - DR with regard to liquidity coverage requirement
ID: 2018_4024 | Topic : Liquidity risk | Date of submission: 26/06/2018
View

Net Stable Funding Ratio (NSFR) calculation by currency for foreign-exchange derivatives contracts

Derivatives contracts as referred in points (a) to (e) of paragraph 2 of Annex II of Regulation...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4022 | Topic : Supervisory reporting | Date of submission: 26/06/2018
View

Guidelines on fraud reporting under PSD2

I am interested to know when the Guidelines on fraud reporting requirements under Article 96(6)...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4019 | Topic : Fraud reporting | Date of submission: 25/06/2018
View

Fallback procedure exemption

How will competent authorities define the rules to exempt ASPSP from a fallback procedure ? Arti...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4014 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 25/06/2018
View

Immovable property collateral under the Standardised approach & Credit risk mitigation principles

Do the article 193 ‘Principles for recognising the effect of credit risk mitigation techniques’...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4011 | Topic : Credit risk | Date of submission: 21/06/2018
View

Cash items in the process of collection for IRB units

Can 20% rw - foreseen by Art. 134(3) for cash items in the process of collection - be applied al...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4006 | Topic : Credit risk | Date of submission: 20/06/2018
View

Extension of the probation period

Under which circumstances should the probation period as defined in paragraph 71 from the guidel...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2016/07 - Guidelines on the application of the definition of default under Article 178 CRR
ID: 2018_4004 | Topic : Credit risk | Date of submission: 20/06/2018
View

Treatment of uncommitted off-balance exposure

Should uncommitted lined be treated as exposure under article 111 of CRR?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3999 | Topic : Credit risk | Date of submission: 14/06/2018
View

Inflow of debt securities

Why are bonds held in the company's own portfolio not considered LCR inflows?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3972 | Topic : Liquidity risk | Date of submission: 09/06/2018
View

Calculation of SF in static approch (i.e. not applying par 4 as provided by par 9)

Why and how the SF should be recalculated at each reporting date?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3961 | Topic : Accounting and auditing | Date of submission: 07/06/2018
View

Treatment of foreign currency basis spread in own funds

Will article 33(1)(a) apply for fair value movements attributable to changes in the foreign curr...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3960 | Topic : Own funds | Date of submission: 06/06/2018
View

Compliance Function and Fraud Management

Is it in line with a) the EBA Guidelines on internal governance under Directive 2013/36/EU (IG G...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2017/11 - Guidelines on internal governance
ID: 2018_3958 | Topic : Internal governance | Date of submission: 04/06/2018
View

Compliance Function and Data Protection Officer or FATCA&CRS Responsible Officer

Is it in line with a) the EBA Guidelines on internal governance under Directive 2013/36/EU (IG G...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2017/11 - Guidelines on internal governance
ID: 2018_3957 | Topic : Internal governance | Date of submission: 04/06/2018
View
Showing 1 - 20 of 74 results.
of 4