Single Rulebook Q&A

Enquirers can use various factors to search for a Q&A:

Period posted:
Clear
Clear
Showing 1 - 20 of 1,116 results.
of 56
   

Supervisory permission for reducing own funds if the institution repays share premium to its shareholders

Is supervisory permission required where an institution reduces its own funds by repaying share...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2808 | Topic : Own funds | Date of submission: 28/06/2016
View

Mark-to-Market Method: Application of perfectly matching provisions to FX forwards

Can the perfectly matching rule be applied to the below two FX forward...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2115 | Topic : Market risk | Date of submission: 07/07/2015
View

Risk weighting under the Standardised Approach for credit risk for an exposure secured by a mortgage on a residential property which is a second home (for instance, a holiday home).

Can a second home be a residential property under Article 4(75) of Regulation (EU) No 575/2013...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2641 | Topic : Credit risk | Date of submission: 24/02/2016
View

Recognition of minorities arising from an intermediate financial holding company

In the example below, are the minority interests of 20% in (mixed) financial holding company no....

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2652 | Topic : Own funds | Date of submission: 02/03/2016
View

Exposure secured by immovable property vs. secured by mortgages on immovable property

CRR requires the treatment of exposures secured by mortgages on residential property under the S...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2376 | Topic : Credit risk | Date of submission: 06/10/2015
View

Risk weight of exposures with QCCPs

Is it possible to use a risk weight according to Article 107(2)(a) of Regulation (EU) No 575/201...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 528/2014 - RTS on non-delta risk of options in the standardised market risk approach
ID: 2015_2138 | Topic : Market infrastructures | Date of submission: 20/07/2015
View

Eligibility of unconditional Financial Letters of Credit as eligible financial collateral

Can an unconditionally drawable Letter of Credit held by an institution as beneficiary be treate...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_1917 | Topic : Credit risk | Date of submission: 31/03/2015
View

Supplementary transfers when using the sale of business tool

Does the power under Article 38(5) of Directive 2014/59/EU (BRRD) allow the resolution authority...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2357 | Topic : Recovery and Resolution | Date of submission: 30/09/2015
View

Classification of SME/Retail Corporates as 'Retail Deposits'

To be eligible for Article 153(4) CRR, do firms need to have externally verified annual sales nu...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Delegated Regulation (EU) 2015/61 - DR with regard to liquidity coverage requirement
ID: 2016_2731 | Topic : Liquidity risk | Date of submission: 11/05/2016
View

Including in the LCR calculation deposits from this category with residual maturities longer than 30 days

Should banks include in the LCR calculation deposits from this category with residual maturities...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Delegated Regulation (EU) 2015/61 - DR with regard to liquidity coverage requirement
ID: 2016_2727 | Topic : Liquidity risk | Date of submission: 05/05/2016
View

Implementation of the exemption from bail in for “liabilities” in a fiduciary context ((Article 44(2)(d)) BRRD)

How should the exemption from bail in for “liabilities” in a fiduciary relationship context be i...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_3023 | Topic : Recovery and Resolution | Date of submission: 25/11/2016
View

Calculation of the predetermined amount for market making purposes

Which amount has to be taken into account in market making operations when the nominal amount of...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2852 | Topic : Own funds | Date of submission: 02/08/2016
View

Reference to point (b) in Article 60(2)

The final sentence in Article 60(2) refers to point (b). Is that reference correct or is it mean...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_3018 | Topic : Recovery and Resolution | Date of submission: 23/11/2016
View

Requirements regarding „control” by the resolution authority

Are the requirements of “control” of the bridge bank (Article 40(2)(a)) and asset separation too...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2345 | Topic : Recovery and Resolution | Date of submission: 30/09/2015
View

General credit risk adjustment (GCRA) inclusion into Tier 2 capital

For the purpose of the inclusion into institutions' Tier 2 capital and in the event of interim p...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 183/2014 - RTS for the calculation of specific and general credit risk adjustments
ID: 2016_2807 | Topic : Own funds | Date of submission: 27/06/2016
View

Calculation of the ratio variable to fixed remuneration

Is it possible to value Long Term Instruments, included in the variable component, according to...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: EBA/GL/2015/22 - Guidelines on sound remuneration policies under Articles 74(3) and 75(2) of CRD and disclosures under Article 450 of CRR
ID: 2016_2806 | Topic : Remuneration | Date of submission: 27/06/2016
View

Break clauses in capital requirements and Residual maturity

In a swap contract with break clauses, basically with an enforceable option of early termination...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2252 | Topic : Market risk | Date of submission: 24/08/2015
View

Exclusion of intragroup transactions from own funds requirements for CVA risk

Shall intragroup transactions be excluded from the own funds requirements for CVA risk on a cons...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_1929 | Topic : Market risk | Date of submission: 03/04/2015
View

Calculation and Application of incurred CVA per Article 273(6)

We would like to clarify how the incurred Credit Valuation Adjustments (CVA) per Article 273(6)...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2014_1544 | Topic : Supervisory reporting | Date of submission: 13/10/2014
View

Correct application of credit conversion factors in relation to credit substitutes and shipping guarantees

According to Annex I Classification of off-balance sheet items: a) Paragraph 1. (a) guarante...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2543 | Topic : Credit risk | Date of submission: 23/12/2015
View
Showing 1 - 20 of 1,116 results.
of 56