Single Rulebook Q&A

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Showing 1,461 - 1,480 of 1,526 results.
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Grandfathering, cascading and phasing out limits

In the case of an issuer whose outstanding Tier 2 instruments as at December 2012 are fully CRR comp...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_44 | Topic : Own funds | Date of submission: 08/07/2013
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Recognised amount as regulatory capital for an Additional Tier 1 with a write-down mechanism

According to Regulation (EU) No 575/2013 (CRR) Article 54(3): “The amount of Additional Tier 1 instr...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_29 | Topic : Own funds | Date of submission: 05/07/2013
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Grandfathering limit

Once applicable percentages in the range are specified by the local regulator, would it be applied:...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_30 | Topic : Own funds | Date of submission: 05/07/2013
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Anerkennung der Kapitalrücklage "zugehörig zu" deutschen Vorzugsaktien als Kernkapital - Recognition as Tier 1 equity of share premiums related to German preference shares

Kapitalinstrumente dürfen gem. Art. 28 Abs. 1 Buchstabe h Ziffer i CRR keine Vorzugsbehandlung erfah...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_24 | Topic : Own funds | Date of submission: 05/07/2013
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Credit risk approach applicable to exposures to CCPs: standardized approach (SA) or internal rating based approach (IRB)

Is the IRB approach applicable to exposures to CCPs?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_172 | Topic : Credit risk | Date of submission: 20/08/2013
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Prudential Consolidation of Financial Institutions

'Financial Institution' means an undertaking other than an institution, the principle activity of...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_310 | Topic : Other topics | Date of submission: 01/10/2013
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Treatment of commodity indices

Must exposures to commodity indices be broken down into its underlying constituent commodities or ca...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_163 | Topic : Market risk | Date of submission: 14/08/2013
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Scope of application of Articles 341 to 344 of Regulation (EU) No. 575/2013 (CRR)

Article 341 starts with "The institution shall separately sum all its net long positions and all...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_157 | Topic : Market risk | Date of submission: 14/08/2013
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Scope of application of Articles 339 and 340 of Regulation (EU) No 575/2013 (CRR)

Article 339 of Regulation (EU) No. 575/2013 starts with "In order to calculate own funds requirem...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_155 | Topic : Market risk | Date of submission: 13/08/2013
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Scope of calculation of own funds requirements for CVA risk

Can you provide some details on what criteria and/or thresholds are likely to apply in order to dete...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_130 | Topic : Market risk | Date of submission: 07/08/2013
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Information to be declared under the concept of "discretionary pension benefits" in the annex of EBA/GL/2012/5 and in annex 2 of EBA/GL/2012/4

(1) What is the information to be declared by institutions under the concept of “total discretionary...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_103 | Topic : Remuneration | Date of submission: 30/07/2013
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Exclusion of provisioned counterparties from the CVA capital charge

Could you confirm that a defaulted or doubtful counterparty that is subject to specific provisions/c...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_99 | Topic : Market risk | Date of submission: 26/07/2013
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Grandfathering on own funds instruments

What will be the treatment of the "phased-out" amounts which exceed the applicable percentages accor...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_56 | Topic : Own funds | Date of submission: 10/07/2013
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Grandfathering of Non-Step Tier 1 instruments

A Tier 1 instrument, with no incentive to redeem, was issued prior to 31 December 2011, and, at the...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_52 | Topic : Own funds | Date of submission: 09/07/2013
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Treatment of non-step Tier 1 hybrids post grandfathering

This query concerns “non-innovative” (i.e. non step) hybrid Tier 1 instruments that fully qualified...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_40 | Topic : Own funds | Date of submission: 05/07/2013
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Grandfathering of capital instruments

This question concerns two types of non-innovative Hybrid Tier 1 instruments (both issued before 31...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_28 | Topic : Own funds | Date of submission: 05/07/2013
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Grandfathering of Tier 1 instruments

In your response to the following question "What will be the treatment of an Additional Tier 1 (AT1)...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_31 | Topic : Own funds | Date of submission: 05/07/2013
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First reporting date / reporting period

Given that the application date of Directive 2013/36/EU (CRD) / Regulation (EU) No 575/2013 (CRR) ha...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2013_25 | Topic : Supervisory reporting | Date of submission: 05/07/2013
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Own funds: Value adjustments for prudent valuation (Additional Value Adjustments)

Article 34 of Regulation (EU) No 575/2013 (CRR) requires institutions to deduct from CET1 the amount...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_359 | Topic : Market risk | Date of submission: 08/10/2013
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Operational risk risk

Article 95 (3) in Regulation (EU) No 575/2013 (CRR) has a reference to Title VII, Chapter 3, Section...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_358 | Topic : Operational risk | Date of submission: 08/10/2013
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Showing 1,461 - 1,480 of 1,526 results.
of 77