Single Rulebook Q&A

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On-site inspections by resolution authorities

Does Article 63(1)(a) enable resolution authorities to carry out on-site inspections to gather r...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3572 | Topic : Recovery and Resolution | Date of submission: 25/10/2017
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Difference between taking control and being able to exercise the control

What is the difference between taking control over the institution and being able to exercise th...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3571 | Topic : Recovery and Resolution | Date of submission: 25/10/2017
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Reference to Article 49 in Article 63(1)(k)

Is the reference to Article 49 in Article 63(1)(k) only related to the close out and termination...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3558 | Topic : Recovery and Resolution | Date of submission: 12/10/2017
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Difference between a reduction to zero and a cancelation

Can you explain what is the difference between a reduction to zero and a cancelation referred to...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3557 | Topic : Recovery and Resolution | Date of submission: 12/10/2017
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Powers of resolution authorities Article 63 and Article 38(1)(a)

Both Article 63 and Article 38(1)(a) of Directive 2014/59/EU (BRRD) make reference to powers of...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3556 | Topic : Recovery and Resolution | Date of submission: 12/10/2017
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Section 3(a)(2) guarantees - eligibility for MREL

Can debt securities issued under a Section 3(a)(2) bank note program where the guarantor is a br...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2966 | Topic : Recovery and Resolution | Date of submission: 25/10/2016
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Minimum requirement for own funds and eligible liabilities (MREL) - procedures, forms and templates

1. Will the MREL-reporting template for all institutions (not just those overseen by the SRB) be...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2906 | Topic : Recovery and Resolution | Date of submission: 15/09/2016
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Private ownership of a bridge institution or an asset management tool

We seek clarification on Articles 40(2) and 42(2) of Directive 2014/59/EU (BRRD). Can a bridge i...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2342 | Topic : Recovery and Resolution | Date of submission: 30/09/2015
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Eligible Liabilities in the context of Articles 2(71) and 45(4)

Does the term "eligible liabilities" defined in Article 2(71) only cover these debt instruments...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2073 | Topic : Recovery and Resolution | Date of submission: 29/06/2015
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Conversion of eligible liabilities into other types of capital instruments

Should “ eligible liabilities must be converted into shares or other types of capital instrument...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3209 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Eligible liabilities for the purpose of MREL

Can only eligible liabilities counting towards MREL be bailed in?...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3207 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Interpretation of points (a) and (b) of Article 45(3)

Do points (a) and (b) of Article 45(3) state conditions for exemption from the MREL requirement...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3206 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Minimum requirements for own funds and eligible liabilities

Do all entities mentioned in Article 1(1) of Directive 2014/59/EU (BRRD) have to meet minimum re...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3205 | Topic : Recovery and Resolution | Date of submission: 07/03/2017
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Prior state aid approval when using resolution tools

Does the use of resolution tools require a prior state aid approval?...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2522 | Topic : Recovery and Resolution | Date of submission: 11/12/2015
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Interaction between the State aid framework and the application of resolution actions

Could you please clarify the interaction of the State aid framework and the application of resol...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2182 | Topic : Recovery and Resolution | Date of submission: 28/07/2015
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Procedural requirements of the sale of business tool with regard to state aid

How can an open and competitive sale process in accordance with the state aid rules be conducted...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2339 | Topic : Recovery and Resolution | Date of submission: 30/09/2015
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Interpretation of Article 88(1) and 89(1) BRRD with respect to the scope of resolution colleges for third country institutions or third country parent undertakings

Is an Article 88 resolution college required for a subsidiary of a third country parent undertak...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2969 | Topic : Recovery and Resolution | Date of submission: 27/10/2016
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Concept of “secured liabilities”

It is unclear whether the concept of “secured liabilities” as mentioned in Article 44(2)(b) BRRD...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3119 | Topic : Recovery and Resolution | Date of submission: 20/01/2017
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Mutual agreement to waive the requirement to establish a European resolution college

How should the reference to “mutual agreement” with regard to waiving the requirement to establi...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_3024 | Topic : Recovery and Resolution | Date of submission: 25/11/2016
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Scope of bail-in tool regarding client assets or client money held on behalf of UCITS

Does the provision regarding the scope of bail-in tool applicable to client assets or client mon...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_3022 | Topic : Recovery and Resolution | Date of submission: 25/11/2016
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Showing 1 - 20 of 138 results.
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