Single Rulebook Q&A

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Showing 1 - 20 of 46 results.
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SCV file test requirements by 3 July 2019

Does "formal routine checks" of SCV files in Article 96 refer to all indicators in paragraph 70...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2016/04 - Guidelines on stress tests of deposit guarantee schemes
ID: 2018_3738 | Topic : Other topics | Date of submission: 27/02/2018
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Value assigned to liabilities arising from derivative contracts

For the purpose of Article 5(3) of Commission Delegated Regulation (EU) 2015/63 the valuation of...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Delegated Regulation (EU) 2015/63 - DR on ex ante contributions to resolution financing arrangements
ID: 2017_3542 | Topic : Other topics | Date of submission: 03/10/2017
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Scope of bail-in tool: Clarification on Article 44(2)(f)

Is the purchase or sale by an EU bank (falling within the EU Single Supervisory Mechanism) from/t...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2017_3219 | Topic : Other topics | Date of submission: 09/03/2017
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O-SII Buffer on individual and consolidated level

Article 131(5) of the CRD (Directive 2013/36/EU) states that “the competent authority or designat...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2014/10 - Guidelines on criteria to identify other systemically important institutions (O-SIIs)
ID: 2017_3342 | Topic : Other topics | Date of submission: 13/06/2017
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The question relates to systemic risk buffers and whether they can be additive

According to Article 134 CRD can two systemic risk buffers (SRBs) be additive e.g. in situations...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2017_3229 | Topic : Other topics | Date of submission: 20/03/2017
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OSII capital buffer

Is Article 131(8) of Directive 2013/36/EU applicable on a situation, where an Other Systematicall...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2016_2607 | Topic : Other topics | Date of submission: 08/02/2016
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Systemic risk buffer requirement calculation

1) What is the definition of the term “exposure” in Article 133 (3) CRD IV? What is the base for...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2016_3037 | Topic : Other topics | Date of submission: 08/12/2016
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O-SII buffer / Capital conservation buffer application

On which ratio set in article 92 of CRR (CET1/T1 or Total Capital Ratio) the buffers set in part...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2017_3088 | Topic : Other topics | Date of submission: 10/01/2017
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Calculation of the Countercyclical Capital Buffer

Consider a corporate (geographical location DE) exposure guaranteed by a sovereign (geographical...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 1152/2014 - RTS on the identification of the geographical location of relevant credit exposures for institution-specific countercyclical capital buffer rate
ID: 2016_3050 | Topic : Other topics | Date of submission: 15/12/2016
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Basis of risk exposures to take in consderation for calculation of the countercyclical buffer (CcyB)

Should the risk exposure basis to take in consideration for calculation of CCyB be limited to the...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2016_3055 | Topic : Other topics | Date of submission: 16/12/2016
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Eligible Liabilities in the context of Articles 2(71) and 45(4)

Does the term "eligible liabilities" defined in Article 2(71) only cover these debt instruments w...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2015_2073 | Topic : Other topics | Date of submission: 29/06/2015
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Rules on qualifying holdings in credit institutions

a) Do the rules on notification and assessment of proposed acquisitions of qualifying holdings ap...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2016_3010 | Topic : Other topics | Date of submission: 19/11/2016
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Interaction of the EBA Opinion on the MDA and Article 92 Regulation (EU) No 575/2013 (CRR)

Where a bank does not have sufficient subordinated debt in issue to fulfil its minimum 1.5% Tier...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2016_2552 | Topic : Other topics | Date of submission: 08/01/2016
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Hierarchy of Permissions between Article 8 and Article 9 of the CRR

The current Level 1 Text of Article 9 of the CRR (i.e. for the Individual consolidation (amended sol...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2015_1938 | Topic : Other topics | Date of submission: 08/04/2015
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Capital buffer for other systemically important institutions

If an other systemically important institution (O-SII) is the subsidiary of either a global systemic...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2015_2309 | Topic : Other topics | Date of submission: 22/09/2015
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Application of Article 11 CRR in terms of determining the scope of application for multi-national banking groups

Could you clarify whether there is a difference in treatment concerning the scope of application at...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2015_2366 | Topic : Other topics | Date of submission: 01/10/2015
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Is operational leasing included in annex 1 to Directive 2013/36/EU and shall it be included in a consolidated situation?

Shall companies that have operational leasing as activity be seen as a financial institution in Regu...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2014_1644 | Topic : Other topics | Date of submission: 25/11/2014
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Designation of several authorities as resolution authority

Is it possible according to Article 3 (10) of Directive 2014/59/EU (BRRD) to make specified resoluti...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2015_2077 | Topic : Other topics | Date of submission: 29/06/2015
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Cooperation, collaboration and assistance of the competent authority to the resolution authority

How should those provisions of Directive 2014/59/EU (BRRD) (e.g Articles 6 (4); 10; 14; 17; 27 (2);...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2015_2076 | Topic : Other topics | Date of submission: 29/06/2015
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Entity that formally is not a part of public administration as resolution authority

Is it possible under Directive 2014/59/EU (BRRD), in particular under Article 3 to designate as a re...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2015_2075 | Topic : Other topics | Date of submission: 29/06/2015
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Showing 1 - 20 of 46 results.
of 3