Single Rulebook Q&A

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CCF for uncommitted lines

Can uncommitted guarantee/letter of credit lines be classified as low risk under Annex I, point...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3246 | Topic : Own funds | Date of submission: 27/03/2017
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Grandfathering of own funds instruments

For application of the grandfathering rules defined in Article 484 CRR and following, does the c...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3299 | Topic : Own funds | Date of submission: 18/05/2017
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Qualifying own funds included in consolidated own funds

Should an institution which has issued Additional Tier 1 (AT1) and Tier 2 (T2) instruments to ex...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3329 | Topic : Own funds | Date of submission: 06/06/2017
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Commitment to buy newly issued shares and synthetic holding deduction

What would be the prudential treatment applicable to a financial instrument where a bank commits...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2017_3292 | Topic : Own funds | Date of submission: 12/05/2017
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Minority Interests

In relation to the calculations mentioned in Article 81 CRR, does the information relating to a...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3111 | Topic : Own funds | Date of submission: 20/01/2017
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Deduction from own funds of items entered as assets that are not yet included within equity

If an institution enters an asset (e.g. at Equity valuation of a holdi...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2544 | Topic : Own funds | Date of submission: 23/12/2015
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Clarification of the conditions for reduction of own funds due to Article 77 CRR and Article 28 RTS on Own funds.

Should deductions from own funds with regard to a permission to reduce own funds in accordance w...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2017_3277 | Topic : Own funds | Date of submission: 28/04/2017
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Taps on callable instruments

If a tap of an instrument is priced at a lower credit spread than the initial spread of the orig...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2848 | Topic : Own funds | Date of submission: 28/07/2016
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Instrumenty w Tier II / Tier 2 instruments and incentives to redeem or repay subordinated bonds prior to their maturity.

Original question Artykuł 63 lit. h) Rozporządzenia Parlamentu Europejskiego i Rady (UE) n...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_3076 | Topic : Own funds | Date of submission: 29/12/2016
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Minority Interests

How should the calculations, needed for the minority interests’ calculation under Article 81 CRR...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_3070 | Topic : Own funds | Date of submission: 21/12/2016
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Prior permission for repurchase of CET 1 instruments for discretionary trading activity over treasury shares for a certain predetermined amount.

Should the prior permission for the repurchase of CET 1 instruments for discretionary trading ac...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2017_3174 | Topic : Own funds | Date of submission: 22/02/2017
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Short positions in financial institution capital instruments

1. For a contract between bank A and B as set out in the background that is a forward sell (phy...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2785 | Topic : Own funds | Date of submission: 10/06/2016
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Deduction from CET1 of significant holdings in financial sector entities (FSE) and protection acquired to limit downside investment exposure

Will the hedge with the 3rd party as described in the example in the background result in the de...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2017_3132 | Topic : Own funds | Date of submission: 27/01/2017
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Gross-up calls on Tier 2

Should gross-up cases on Tier 2 be allowed only in relation to coupon withholding tax (and not p...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2849 | Topic : Own funds | Date of submission: 28/07/2016
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Minority interests

According to Article 84 of Regulation (EU) No 575/2013 (CRR) institutions shall determine the am...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2015_2155 | Topic : Own funds | Date of submission: 22/07/2015
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Application of Article 159 on the level of total own funds

Can the excess of provisions for non-defaulted exposures be used to cover the shortfall of provi...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2702 | Topic : Own funds | Date of submission: 11/04/2016
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Incentives to redeem of a hybrid instrument with a call for grandfathering purposes

Article 489 of Regulation (EU) No 575/2013 (CRR) provides for the grandfathering treatment of hy...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2988 | Topic : Own funds | Date of submission: 11/11/2016
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Supervisory permission for reducing own funds if the institution repays share premium to its shareholders

Is supervisory permission required where an institution reduces its own funds by repaying share...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2808 | Topic : Own funds | Date of submission: 28/06/2016
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Recognition of minorities arising from an intermediate financial holding company

In the example below, are the minority interests of 20% in (mixed) financial holding company no....

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Not applicable
ID: 2016_2652 | Topic : Own funds | Date of submission: 02/03/2016
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Calculation of the predetermined amount for market making purposes

Which amount has to be taken into account in market making operations when the nominal amount of...

COM Delegated or Implementing Acts/EBA RTS/EBA ITS/EBA GLs: Regulation (EU) No 241/2014 - RTS for Own Funds requirements for institutions
ID: 2016_2852 | Topic : Own funds | Date of submission: 02/08/2016
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Showing 1 - 20 of 132 results.
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